This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
interests in managed investment schemes limited to:
own managed investment scheme only
securities
deal in a financial product by:
issuing
applying for
acquiring
varying or disposing of a financial product in respect of the following classes of financial products:
derivatives
interests in managed investment schemes excluding investor directed portfolio services
securities
and
applying for
acquiring
varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products
derivatives
| Name | First provided advice | Qualification and trainings |
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