This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Gellard | 2003 | Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Bachelor of Business (Financial Planning) - RMIT ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds - eFinancial Essentials |
| Adam Hunter | 2007 | Diploma of Financial Markets - FINSIA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Alexandra Carroll | 2018 | Accredited Derivatives Advsers Level 1 - ADA1 - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ Accredited Derivatives Advsers Level 2 - ADA2 - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| Andrea Bramwell | 1991 | Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Andrew Guy Jeffery | 1987 | Accredited Derivatives Adviser Level 1 - ADA1 - Stockbrokers Association of Australia / DeakinPrime ~ Foreign Exchange Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ PS146 Compliance Program - Superannuation Module - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Tier 1 Adviser Compliance Solution Specialist Knowledge - Derivatives - Securities Institute Education |
| Andrew James Falk | 2001 | ASX Accredited Derivatives Adviser Level 1 - Tribeca ~ Diploma of Financial Markets - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Andrew James Oswald | 2011 | Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Bachelor of Commerce (Finance)/ Bachelor of Science - Deakin University ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Andrew Jon Blunt | 1996 | Diploma of Financial Markets - Securities Institute Education ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Andrew Lappan | 2013 | Accredited Derivatives Adviser Level 1 & 2 - Deakin University ~ Bachelor of Business (Accounting) - Australian Catholic University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Certificate of Financial Planning - Financial Services Institute of Australiasia ~ Margin Lending Accreditation - Kaplan Professional Education |
| Andrew Ridpath Gartrell | 1994 | Bachelor of Economics - Flinders University of South Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Investment Planning 1 - Integratec (Aust.) Pty Ltd ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Andrew Sze YI Tan | 2007 | Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Graduate Diploma of Applied Finance & Investment - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Andrew Terence Hough | 2007 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Business (Economics & Management) - Queensland University of Technology ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Superannuation Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Andrew Thomas Gladman | 1997 | Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Applied Finance and Investment - FINSIA ~ RMIT/SDIA Managed Investments Module - RMIT University |
| Andrew Vernon Bosman | 2010 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Anthony Heazlewood | 2007 | Accredited Derivatives Adviser - Level 1 - Kaplan Professional Education ~ Accredited Derivatives Adviser - Level 2 - Kaplan Professional Education ~ Bachelor of Commerce/ Bachelor of Economics - University of Tasmania ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Tier 1 Compliance Program Assessment - RMIT University |
| Atika Brown | 1998 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Ayten Ozder | 2016 | FNS50615 Diploma of Financial Planning - Kaplan Professional ~ FNS50615 Diploma of Financial Planning - Kaplan Professional ~ FNS60415 Advanced Diploma of Financial Planning - Kaplan Education ~ FNS60415 Advanced Diploma of Financial Planning - Kaplan Education |
| Beauregard Harrison Gerard | 2016 | Bachelor of Business (Marketing) - Griffith University ~ Bachelor of Commerce (Finance) - Griffith University ~ Ethics and Professional Relationships - QUT ~ Margin Lending Accreditation Program - SAFAA / Kaplan Professional ~ Professional Diploma in Stockbroking - Deakin Prime |
| Bede Charles Donnelly | 2011 | Diploma of Financial Services (Fin. Plan) - MLC/GWM Adviser Services |
| Bradley Charles Ogg | 1999 | Accredited Derivatives Adviser Level 2 - ASX ~ Diploma in Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Bradley John Shallard | 1995 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Applied Finance & Investments - Securities Institute ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd |
| Brendan James Hawe | 1997 | Graduate Diploma in Accounting and Finance - Monash University ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University |
| Brett Graeme Walker | 2004 | Bachelor of Commerce (Marketing) - Curtin University of Technology ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Brett Robert Mclaurin | 2009 | ASX Accredited Derivatives Adviser Level 1 & 2 - Kaplan Education Pty Ltd ~ Bachelor of Commerce - Bond University ~ Financial Services Tier 1 Compliance Program - Generic; Skills; Securities; Derivatives; Managed Inv - RMIT University ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Brian Mallon | 2004 | Graduate Diploma in Applied Finance & Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
| Brigid Robertson | 2000 | Margin Lending and Geared Investments - Kaplan Education ~ RMIT / SDIA Superannuation Module - RMIT / SDIA ~ SDIA Accreditation Program Assessment - SDIA / Deakin |
| Broderick Foxwell | 2016 | Bachelor of Business (Banking and Finance/International Trade) - Victoria University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| Bruce Cameron Skelton | 1985 | ASX Broker Exam - Securities Institute Education ~ Certificate in Financial Markets - Securities Institute Education ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Stockbrokers Association of Australia / DeakinPrime |
| Caroline Ross Curnow | 2009 | Core 1 Securities & Managed Investments Accreditation Program - SDIA / Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Catherine Cohen | 2018 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Cezary Prus | 2001 | ADA2 - ASX ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Graduate Diploma of Applied Finance and Investment - The Securities Institute of Australia ~ Margin Lending - Stockbrokers Association of Australia |
| Charles Bartell | 1995 | CPA - Aust. Society of CPA ~ Level 2 Accredited Derivatives Adviser - ASX ~ PS146 Compliance Program - Superannuation Module - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Charles Craven | 2012 | Accredited Derivatives Adviser Level 1 & 2 - Stockbroker Association of Australia / DeakinPrime ~ Bachelor of Commerce (Corp. Fin) - University of Adelaide ~ Margin Lending / Superannuation Accreditation Programs - Stockbroker Association of Australia / DeakinPrime ~ Master of Applied Finance - Macquarie University ~ SAA Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime |
| Charles Edward Bell | 2011 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Christian Carter | 2002 | ADA2 Level 2 - Kaplan Professional Education ~ Diploma of Financial Markets - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School |
| Christian Kurt Gosper | 2003 | Accredited Derivatives Adviser Level 2 - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ SDIA Accreditation Program - Securities & Derivatives Industry Association ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School |
| Christian Zerovich | 2004 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - Curtin University ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| Christopher Watt | 2018 | 2021-2 CFPC - Financial Planning Association of Australia ~ Accredited Derivatives Adviser Level 1 - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni ~ Bachelor of Commerce (Accounting / Finance) - Monash University ~ Margin Lending Accreditation Program - SIAA / Kaplan Professional |
| Craig Sharpe | 1997 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Business (Economics & Finance) - Deakin University ~ Managed Investments Accreditation Program - Stockbrokers Association of Austrlia / DeakinPrime ~ Masters of Business Administration - Macquarie University |
| Craig Stewart Clark | 2000 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Superannuation Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Daniel James Bergman | 2014 | ADA1 Level 1 - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Integrity Education Group Pty Ltd ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Daniel Tony Foster | 2005 | ASX Accredited Derivatives Adviser Level 1 - Tribeca ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| David Alexander Thornborough | 2012 | Accredited Derivatives Adviser Level 1 & 2 - Stockbrokers Association of Australia / DeakinPrime ~ Generic; Securities & Skills; Superannuation & Skills - Kaplan Education Pty Ltd ~ Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Tier 2 Compliance Solution - FINSIA |
| David Andrew Seton Humble | 2001 | ASX Accredited Derivatives Adviser Level 1 & 2 - Tribeca Learning (Aust) Pty Ltd ~ Entry Level Competencies - Integratec Paraplanning Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Risk Management - Integratec Paraplanning Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| David Anthony Tehan | 1998 | Bachelor of Business - RMIT ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| David Curnow | 2000 | Bachelor of Commerce - University of Western Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia |
| David Lyons | 2007 | Level 1&2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| David Zheng DU | 2006 | ASX Accredited Derivatives Adviser Level 1 - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Applied Finance - University of Melbourne ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Davin John West | 2000 | ASX Accredited Derivatives Adviser Level 2 - ASX ~ Financial Planning - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Dean James Surkitt | 1986 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Dean Rogan Park | 1997 | Bachelor of Economics (Politics) (Honours) - La Trobe University ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Superannuation Accreditation Program - Stockbrokers & Financial Adviser Association Ltd / Western Sydney Uni |
| Douglas Trevor Perkins | 1992 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Dwight Ian Phillips | 2004 | Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime ~ Superannuation Accreditation Program - Kaplan Education Pty Ltd |
| Edmund Huat Meng Wong | 2007 | ADA1 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ Superannuation - Stockbrokers Association of Australia |
| Edward Richardson Purseglove | 1995 | ASX Broker Exam - Securities Institute Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Managed Investments & Superannuation Module - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
| Elliot Joseph Moffatt | 2012 | Accredited Derivatives Adviser - Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Commerce - Bond University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
| Evan Michael Kakulas | 1983 | Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance for Stockbrokers - Securities Institute ~ RMIT/SDIA Superannuation Module - RMIT University |
| Gabriel David Sanders | 2008 | ADA1 - Tribeca ~ ADA2 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University |
| Geoff Hui | 1998 | Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ Bachelor of Economics - University of Sydney ~ Managed Investments - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Geoff Oaten | 1991 | Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Level One Accredited Derivatives Adviser - ASX Derivatives Division ~ Margin Lending & Geared Investments - Kaplan Professional |
| George Millroy | 2018 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Assocation Ltd / DeakinCo |
| Giuliano Robert Sala Tenna | 2010 | Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Commerce (Economics & Finance) - Curtin University ~ Graduate Diploma in Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Gordon Ian Orr | 1989 | Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Gregory John Parish | 2004 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Gregory Maurice Pinkus | 2004 | Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Generic; Securities/Futures; Managed Investments - Securities Institute Education ~ RMIT/SDIA Superannuation Module - RMIT University |
| Gregory Mcpherson | 1989 | Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Gregory Santo Nucifora | 2000 | Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Greig Lawrie | 2018 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Professional Accounting - Charles Sturt University |
| Guy Carlton Lenzner | 2009 | Accredited Derivatives Adviser Level 1 & 2 - Kaplan Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Master of Applied Finance - Kaplan Education Pty Ltd |
| Guy Lance Jones | 1985 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Harry Sydney John Allen | 2018 | Bachelor of Commerce (Finance; Economics & Financial Planning) - Deakin University |
| Heather Jean Zampatti | 1985 | ASX Accredited Derivatives Adviser Level 1 - ASX ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Securities Institute Education |
| Helen Mary Bourke | 2007 | ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia |
| Henrietta Church | 2018 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni ~ Margin Lending Accreditation Program - SAFAA and Western Sydney University ~ Professional Diploma in Stockbroking - SAFAA |
| Henry Hall | 2018 | Bachelor of Commerce (Accounting) - Deakin University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Assocation Ltd / DeakinCo ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni ~ Superannuation Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni |
| Hugh Richard Laidley Dowling | 1992 | Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Ian Robert Rosenberg | 1972 | Accredited Derivatives Adviser Level 1 - ASX ~ Financial Planning Certificate Course - CPA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University |
| Ingrid Maryke Vanderwerff | 1986 | ASX Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| James Anthony Frolley | 1991 | Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| James Broomhead | 2006 | Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| James Carl Ramsay | 2007 | Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| James Constantine Drougas | 1999 | ASX Broker Exam - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Securities Institute Education |
| James Shepherdson | 2004 | Bachelor of Business (Economics & Finance) - RMIT ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Jane Stallman | 2007 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Entry Level Competencies; Risk Management; Superannuation & Retirement Planning - Tribeca ~ Investment Planning 1 & 2; Taxation Planning; Estate Planning; Financial Plan Construction & Review - Tribeca ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd |
| Janice Suk Yee Lai | 2002 | Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Markets - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Jeremy Michael Tyzack | 2013 | Bachelor of Commerce (Finance / Financial Planning) - Deaking University ~ Graduate Diploma of International Finance - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| John Addison Doughty | 1987 | Certificate Course - Securities Institute of Australia ~ Core 1 Securities & Managed Investments Accreditation Program - SAA / Deakin University ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| John Anderson | 2016 | Core 1: Securities & Managed Investments Accreditation - Stockbrokers Association of Australia / DeakinPrime ~ Diploma of Financial Planning (FNS50615) - Integrity Education Group |
| John Andrew White | 1990 | ASX Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Superannuation; Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| John Francis Wilson | 1997 | ASX Accredited Derivatives Adviser Level 1 - ASX ~ ASX Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investmment - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Managed Investments - Securities Institute Education |
| John Gerard Curtin | 1999 | ADA2 - ASX ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia |
| John Richard Reynolds | 1994 | Accredited Derivatives Adviser Level 1 - ASX ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Superannuation; Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| John Stuart Fredersdorff | 1994 | Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| John Tasman Andrew | 2003 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Jonathan Eric Frederick Matsen | 2003 | ASX Accredited Derivatives Adviser Program - Australian Financial Markets Association ~ Accredited Derivatives Adviser Level 2 - Tribeca ~ Accredited Derivatives Adviser: Level 1 - Tribeca ~ PS146 Superannuation Module - Securities Institute of Australia ~ SDIA Accreditation - Securities, Futures, Managed Investments - Deakin Prime |
| Jonathan Kallmeyer | 2003 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Joshua James Edney | 1996 | Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Julia Jane Murray | 2001 | ASX Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 1 - ASX ~ Diploma in Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Julian Anthony Farley | 2010 | Entry Level Competencies - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Kellie Margaret Davies | 2008 | Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Kerri Lynne Stevens | 1998 | ASX Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Lachlan Holmes | 2018 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni |
| Lawrence Peter Bartell | 2012 | Accredited Derivatives Advser - Level 1 - Stockbroker Association of Australia / DeakinPrime ~ Diploma of Financial Services 2 - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Lionel Alexander Mcfadyen | 1985 | Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Louis Salamon | 1997 | Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
| Louisa Maree Swain | 2016 | Accredited Derivatives Adviser - Level 1 & 2 - Stockbrokers Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| Luke Stewart Cameron | 1999 | Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ PS146 Compliance Program - Superannuation - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Luke Thomas Hutchison | 1995 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Statement of Compliance - Securities/Futures & Generic/Managed Investments - Securities Institute |
| Malcolm Reid | 1999 | Accredited Derivatives Adviser Level 2 Exam - Australia Stock Exchange ~ Diploma of Financial Markets - Securities Institute Education ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
| Marcus Hall | 1999 | Accredited Derivatives Adviser - Level 1 - ASX / Tribeca ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education |
| Marcus Pringle-jones | 2012 | Accredited Derivatives Adviser Level 1 - ASX ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University |
| Mark Andrew Fisher | 1986 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Superannuation - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Mark Charles Paterson | 2015 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd |
| Mark Colin Walker | 1995 | ASX Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Managed Investments Module - RMIT University ~ RMIT / SDIA Superannuation Module - RMIT University |
| Mark Gerard Edwards | 1993 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Mark Kelly | 1998 | SDIA Accreditation Program - SDIA |
| Mark Raymond Winnell | 2006 | Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds - Financial Planning Association of Australia |
| Marshall Biggins | 1994 | Accredited Derivatives Adviser Level 2 - Tribeca ~ SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Securities and Derivatives Industry Association |
| Martyn Jeffrey Rose | 2000 | Accredited Derivatives Adviser - Level 1 - ASX / Kaplan ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
| Matthew Bates | 2001 | Bachelor of Business Property (Vals) - RMIT University ~ Graduate Diploma in Finance and Investment - finsia |
| Matthew Carr-jones | 2017 | Bachelor of Laws / Bachelor of Commerce - The University of Western Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni |
| Matthew James Farr | 1991 | ASX Broker Exam - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ PS146 Compliance Program - Superannuation module - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime |
| Matthew Justin Carey | 2006 | 927 Foreign Exchange - Kaplan ~ ASX Accredited Derivatives Adciser Level 1 - Tribeca ~ ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Graduate Certificate in Applied Finance - Kaplan ~ Margin Lending & Geared Investments - Kaplan |
| Melanie Sarah Burrows | 2008 | Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Michael Alexander Grant | 1987 | Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Michael Argyrou | 2015 | ADA Level 1 - Tribeca ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ Superannuation Accreditation - RMIT University |
| Michael Graham Boone | 2007 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Business (Accounting & Finance) - Swinburne University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Michael Kinsley Sim | 2004 | Bachelor of Economics - Monash University ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Michael Rosenbaum | 1998 | Bachelor of business banking and finance - Monash University ~ Bachelor of business banking and finance - Monash University ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ MBA - University of Hartford USA ~ Margin Lending - KAPLAN |
| Michael St. John Williams | 1999 | ASX Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Michelle Catherine Grover | 2002 | Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Financial Planning & Superannuation - Securities Institute of Australia ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Nathan Huang Sugianto | 2018 | Bachelor of Commerce (Corporate Finance) - The University Of Western Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Assocation of Australia / DeakinPrime |
| Nicholas Johnston | 2015 | Bachelor of Business (Economics & Finance) - Swinburne University of Technology ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime |
| Nigel Martin Stewart | 2016 | Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia / DeakinPrime ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| Pasquale DE Petro | 1996 | Accredited Derivatives Adviser - ASX / Tribeca ~ Certificate in Financial Markets - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Superannuation Module - Securities Institute Education |
| Patrick Francis Cody | 1991 | Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Paul Francis Hodder | 2004 | ASX Accredited Derivatives Adviser Level 2 - Tribeca Learning (Aust) Pty Ltd ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Paul Gavin Cochrane | 1997 | Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Paul Mark Voglis | 1987 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Perry Julian Rosenzweig | 1995 | Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Peter Colin Cuthbertson | 2000 | Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Managed Investments Accreditation Program - SAA / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University |
| Peter Edward Mulcahy | 1977 | Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Peter Hull Smith | 1985 | Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School |
| Peter John Magor | 1996 | Diploma of Financial Markets - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Peter Stawski | 1986 | Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Philip Anthony Clough | 2003 | Bachelor of Business (Finance & Marketing) - University of Technology, Sydney ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Superannuation and Financial Planning modules - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Richard Anthony Charles Youren | 1990 | ASX Accredited Derivatives Adviser Level 1 - ASX ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Ricky Vecchio | 1997 | ASX Accredited Derivatives Adviser Level 1 - ASX ~ ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Robert Charles Hussey | 2007 | ASX Accredited Derivatives Adviser Level 2 - Stockbrokers Association of Australia / DeakinPrime ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Robert Craig Agnew | 1986 | Accredited Derivatives Adviser - Level 1 & 2 - ASX ~ Bachelor of Economics - Monash University ~ Investment Planning 1 - Integratec Paraplanning Pty Ltd ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Paraplanning Course - Integratec Paraplanning Pty Ltd |
| Robert Granger | 1993 | Licensing Training of Financial Product Advisers - Financial Education Professionals Pty Ltd |
| Robert Holle | 1997 | Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Managed Investments & Superannuation Module - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia (SAA) ~ Master of Business Administration - Bond University |
| Robert James White | 1993 | ASX Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Diploma in Financial Services - Australian Financial Markets Association (AFMA) |
| Robert Louis Joseph | 2005 | Bachelor of Business (Economics & Finance) - RMIT University ~ Diploma of Financial Services - Securities Institute ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Robert Norman Denton | 1994 | ADA1 - ASX ~ ADA2 - ASX ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT/SDIA |
| Robert Spencer Clarke | 1993 | ASX Accredited Derivatives Adviser - Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Robert Teal | 1993 | Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Rowan Gray Fell | 1995 | ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SAA Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Ryan Newman Marriott | 2006 | Financial Services Tier 1 Compliance Program - Managed Investments - RMIT University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Sally Keyes | 1996 | Bachelor of Economics - University of Sydney ~ SDIA Accreditation Program (PS146) - SDIA |
| Samuel Julian Forbes Young | 1998 | ASX Accredited Derivatives Adviser Level 1 - ASX ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Managed Investments Module - RMIT University |
| Samuel Philip Croll | 2000 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Education ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Managed Investments Module - Securities Institute Education |
| Sandra Michele Tuddenham | 1997 | ADA1 - ASX ~ Diploma of Business - Blended Learning International ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - Stockbrokers Association of Australia |
| Scott Michael Rimington | 2004 | Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Superannuation; Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Sophie Emma Day | 2002 | Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Stephen Robert Waller | 2000 | Advanced Diploma of Financial Planning - Mentor Education ~ PS146 Gap Training - Superannuation & Retirement Income - Securities Institute ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Steve Tourtsakis | 2016 | Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia / DeakinPrime ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime |
| Steven John Wright | 2005 | Diploma of Sport Science - Bolton College ~ Margin Lending Accreditation - Deakin/ SAA ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ Tier 1 Compliance Program (Generic & Derivatives) - FINSIA ~ Tier 1 Compliance Program - Derivatives - FINSIA Eduction |
| Steven Mitsioulis | 1999 | Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime |
| Stolle Sergis | 1994 | Bachelor of Business - University of Technology, Sydney ~ Graduate Diploma in Applied Finance & Investment - The Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Stuart Lindsay Cameron | 1987 | Foreign Exchange Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program - SDIA / Deakin University |
| Timothy Harbort | 2014 | Accredited Derivatives Adviser - Level 1&2 - Kaplan Education Pty Ltd ~ Bachelor of Business - Queensland University of Technology ~ Foreign Exchange Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime |
| Timothy John Weber | 1989 | Australian Certified Investment Planner - Australian Investment Planners Association ~ Diploma in Financial Markets - FINSIA Education ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - FINSIA Education |
| Tobias Deylen | 2018 | Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation - Stockbrokers & Financial Advisers Association Ltd / DeakinCo |
| Tom Maxwell | 1986 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ Margin Lending & Geared Investments - Deakin Prime ~ SDIA Accreditation Program - Securities and Derivatives Industry Association |
| Tyler Rhys Fehling | 2014 | Bachelor of Commerce - Deakin University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| William George Bell | 2007 | Bachelor of Business (Banking & Finance) - Monash University ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd |
| Wyndham Jonathon Rofe | 2004 | Bachelor of Commerce (Accounting, Finance & Systems) - University of NSW ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University |