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Bell Potter Securities Limited

AFS License Number
243480
Name
Bell Potter Securities Limited
ABN/ACN/ARBN
25006390772
Licensee issued
March 10, 2004
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products;
miscellaneous financial investment products limited to MDA services; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Gellard2003Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Bachelor of Business (Financial Planning) - RMIT ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds - eFinancial Essentials
 Adam Hunter2007Diploma of Financial Markets - FINSIA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Adrian Clifton-jones1980Bachelor of Economics - La Trobe University ~ Derivatives Level 2 - ASX ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Adrian Donald Lee1987Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance for Stockbrokers - Securities Institute ~ RMIT/SDIA Superannuation Module - RMIT University
 Alastair Charles Mcleish1981SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Alexander Joseph Aguilan2008ADA1 - Kaplan Professional ~ ADA2 - Kaplan Professional ~ Diploma of Financial Markets - AFMA ~ Margin Lending - Kaplan Professional ~ RG146 - Deakin University
 Alexandra Carroll2018Accredited Derivatives Advsers Level 1 - ADA1 - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ Accredited Derivatives Advsers Level 2 - ADA2 - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Andrea Bramwell1991Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Andrew Bell1977Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Andrew Bernard Livy2003Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Andrew Guy Jeffery1987Accredited Derivatives Adviser Level 1 - ADA1 - Stockbrokers Association of Australia / DeakinPrime ~ Foreign Exchange Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ PS146 Compliance Program - Superannuation Module - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Tier 1 Adviser Compliance Solution Specialist Knowledge - Derivatives - Securities Institute Education
 Andrew James Falk2001ASX Accredited Derivatives Adviser Level 1 - Tribeca ~ Diploma of Financial Markets - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Andrew James Oswald2011Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Bachelor of Commerce (Finance)/ Bachelor of Science - Deakin University ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Andrew John Christy1998Accredited Derivatives Adviser - Level 1 & 2 - Tribeca / ASX ~ Diploma of Business - Blended Learning International ~ Foundations of Financial Planning Part B - Kaplan Professional Education ~ Margin Lending Accreditation Program - SAA / DeakinPrime ~ SDIA Accreditation Program - SDIA / Deakin
 Andrew Jon Blunt1996Diploma of Financial Markets - Securities Institute Education ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Andrew Joseph Mccarthy1988Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Managed Investments; Securities; Generic & Financial Planning Modules - Securities Institute Education
 Andrew Lappan2013Accredited Derivatives Adviser Level 1 & 2 - Deakin University ~ Bachelor of Business (Accounting) - Australian Catholic University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Certificate of Financial Planning - Financial Services Institute of Australiasia ~ Margin Lending Accreditation - Kaplan Professional Education
 Andrew Ridpath Gartrell1994Bachelor of Economics - Flinders University of South Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Investment Planning 1 - Integratec (Aust.) Pty Ltd ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Andrew Sze YI Tan2007Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Graduate Diploma of Applied Finance & Investment - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Andrew Terence Hough2007ASX Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Business (Economics & Management) - Queensland University of Technology ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Superannuation Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Andrew Thomas Gladman1997Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Applied Finance and Investment - FINSIA ~ RMIT/SDIA Managed Investments Module - RMIT University
 Andrew Vernon Bosman2010ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Anne Elizabeth Johnston2003ADA L1&2 - ASX ~ Diploma of Business - Blended Learning International ~ Diploma of Financial Services - AFMA ~ Margin Lending - Stockbrokers Association of Australia ~ Securities and Managed Investments Accreditation - Stockbrokers Association of Australia
 Anthony Heazlewood2007Accredited Derivatives Adviser - Level 1 - Kaplan Professional Education ~ Accredited Derivatives Adviser - Level 2 - Kaplan Professional Education ~ Bachelor of Commerce/ Bachelor of Economics - University of Tasmania ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Tier 1 Compliance Program Assessment - RMIT University
 Athol White2001Margin Lending and Geared Investments - Kaplan Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin
 Atika Brown1998Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Ayten Ozder2016FNS50615 Diploma of Financial Planning - Kaplan Professional ~ FNS60415 Advanced Diploma of Financial Planning - Kaplan Education
 Beauregard Harrison Gerard2016Bachelor of Business (Marketing) - Griffith University ~ Bachelor of Commerce (Finance) - Griffith University ~ Ethics and Professional Relationships - QUT ~ Professional Diploma in Stockbroking - Deakin Prime
 Bede Charles Donnelly2011Diploma of Financial Services (Fin. Plan) - MLC/GWM Adviser Services
 Blossom Clarke1997Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT ~ SAA Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Boon Tian Lim1994Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Bradley Charles Ogg1999Accredited Derivatives Adviser Level 2 - ASX ~ Diploma in Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Bradley John Shallard1995Diploma of Financial Planning - Financial Planning Association of Australia (FPA) ~ Graduate Diploma in Applied Finance & Investments - Securities Institute ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd
 Brendan James Hawe1997Graduate Diploma in Accounting and Finance - Monash University ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University
 Brett Graeme Walker2004Bachelor of Commerce (Marketing) - Curtin University of Technology ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Brett Robert Mclaurin2009ASX Accredited Derivatives Adviser Level 1 & 2 - Kaplan Education Pty Ltd ~ Bachelor of Commerce - Bond University ~ Financial Services Tier 1 Compliance Program - Generic; Skills; Securities; Derivatives; Managed Inv - RMIT University ~ Graduate Diploma of Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Brian Mallon2004Graduate Diploma in Applied Finance & Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Brigid Robertson2000Margin Lending and Geared Investments - Kaplan Education ~ RMIT / SDIA Superannuation Module - RMIT / SDIA ~ SDIA Accreditation Program Assessment - SDIA / Deakin
 Broderick Foxwell2016Bachelor of Business (Banking and Finance/International Trade) - Victoria University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Bruce Cameron Skelton1985ASX Broker Exam - Securities Institute Education ~ Certificate in Financial Markets - Securities Institute Education ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Stockbrokers Association of Australia / DeakinPrime
 Bruce Cumbrae-stewart1997Accredited Derivatives Adviser - Level 1 - ASIC ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Bruce Graeme Moir1984ASX Accredited Derivatives Adviser Level 1 - Tribeca Learning (Aust) Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Caroline Ross Curnow2009Core 1 Securities & Managed Investments Accreditation Program - SDIA / Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Catherine Cohen2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / DeakinCo
 Cezary Prus2001ADA2 - ASX ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Graduate Diploma of Applied Finance and Investment - The Securities Institute of Australia ~ Margin Lending - Stockbrokers Association of Australia
 Charles Anthony Gillett1985Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Charles Bartell1995CPA - Aust. Society of CPA ~ Level 2 Accredited Derivatives Adviser - ASX ~ PS146 Compliance Program - Superannuation Module - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Charles Craven2012Accredited Derivatives Adviser Level 1 & 2 - Stockbroker Association of Australia / DeakinPrime ~ Bachelor of Commerce (Corp. Fin) - University of Adelaide ~ Margin Lending / Superannuation Accreditation Programs - Stockbroker Association of Australia / DeakinPrime ~ Master of Applied Finance - Macquarie University ~ SAA Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime
 Charles Daniell Boyd2007ASX Accredited Derivatives Adviser Level 1&2 - Kaplan Professional Education / Tribeca ~ Bachelor of Business (Economics & Finance) - RMIT ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Superannuation Accreditation Program - Stockbrokers Association of Australia
 Charles Edward Bell2011Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Charles Richardson1991SDIA Accreditation Program Assessment - SDIA / Deakin
 Christian Carter2002ADA2 Level 2 - Kaplan Professional Education ~ Diploma of Financial Markets - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School
 Christian Kurt Gosper2003Accredited Derivatives Adviser Level 2 - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ SDIA Accreditation Program - Securities & Derivatives Industry Association ~ Superannuation - Royal Melbourne Institute of Technology Business TAFE School
 Christian Zerovich2004Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - Curtin University ~ Diploma of Financial Planning - Monarch Institute ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Christopher Tullo King1996ICAA/SIA Professional Financial Planning Course - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Christopher Watt2018Accredited Derivatives Adviser Level 1 - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni ~ Bachelor of Commerce (Accounting / Finance) - Monash University
 Craig Alexander1980Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Craig Sharpe1997Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Business (Economics & Finance) - Deakin University ~ Managed Investments Accreditation Program - Stockbrokers Association of Austrlia / DeakinPrime ~ Masters of Business Administration - Macquarie University
 Craig Stewart Clark2000Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University ~ Superannuation Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Cyril Jinks2000Diploma of Financial Services (Financial Planning) - Integratec Paraplanning Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Daniel James Bergman2014ADA1 Level 1 - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Integrity Education Group Pty Ltd ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Daniel Tony Foster2005ASX Accredited Derivatives Adviser Level 1 - Tribeca ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Daphne Siu Ngor Lee2007DIPLOMA OF FINANCIAL SERVICES ( FINANCIAL PLANNING) - THREE SIXTY ~ MARGIN LENDING ACCREDITATION PROGRAM - STOCKBROKERS ASSOCIATION OF AUSTRALIA ~ SDIA ACCREDITATION PROGRAM ASSESSMENT ASIC PS 146 - DEAKIN UNIVERSITY ~ SUPERANNUATION ACCREDITATION PROGRAM - RMIT UNIVERSITY
 David Alexander Thornborough2012Accredited Derivatives Adviser Level 1 & 2 - Stockbrokers Association of Australia / DeakinPrime ~ Generic; Securities & Skills; Superannuation & Skills - Kaplan Education Pty Ltd ~ Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Tier 2 Compliance Solution - FINSIA
 David Andrew Seton Humble2001ASX Accredited Derivatives Adviser Level 1 & 2 - Tribeca Learning (Aust) Pty Ltd ~ Entry Level Competencies - Integratec Paraplanning Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Risk Management - Integratec Paraplanning Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 David Anthony Tehan1998Bachelor of Business - RMIT ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 David Curnow2000Bachelor of Commerce - University of Western Australia ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia
 David Gordon Johnston1987Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 David Lyons2007Level 1&2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 David Zheng DU2006ASX Accredited Derivatives Adviser Level 1 - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Applied Finance - University of Melbourne ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Davin John West2000ASX Accredited Derivatives Adviser Level 2 - ASX ~ Financial Planning - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Dean James Surkitt1986Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Dean Rogan Park1997Bachelor of Economics (Politics) (Honours) - La Trobe University ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Superannuation Accreditation Program - Stockbrokers & Financial Adviser Association Ltd / Western Sydney Uni
 Douglas Trevor Perkins1992Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Dwight Ian Phillips2004Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime ~ Superannuation Accreditation Program - Kaplan Education Pty Ltd
 Edmund Huat Meng Wong2007ADA1 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ Superannuation - Stockbrokers Association of Australia
 Edward Daryl Codd1971Margin Lending and Geared Investments - Kaplan Professional Education
 Edward Peter Trembath2008Diploma of Financial Markets - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Edward Richardson Purseglove1995ASX Broker Exam - Securities Institute Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Managed Investments & Superannuation Module - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Elliot Joseph Moffatt2012Accredited Derivatives Adviser - Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Commerce - Bond University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Evan Michael Kakulas1983Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance for Stockbrokers - Securities Institute ~ RMIT/SDIA Superannuation Module - RMIT University
 Gabriel David Sanders2008ADA1 - Tribeca ~ ADA2 - KAPLAN ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University
 Geoff Hui1998Accredited Derivatives Adviser Level 2 - Australian Stock Exchange ~ Bachelor of Economics - University of Sydney ~ Managed Investments - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Geoff Oaten1991Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Level One Accredited Derivatives Adviser - ASX Derivatives Division ~ Margin Lending & Geared Investments - Kaplan Professional
 George Millroy2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Assocation Ltd / DeakinCo
 Giuliano Robert Sala Tenna2010Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Commerce (Economics & Finance) - Curtin University ~ Graduate Diploma in Financial Planning - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Gordon Ian Orr1989Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Grant Duddle1998Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Gregory John Parish2004Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Gregory Maurice Pinkus2004Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Generic; Securities/Futures; Managed Investments - Securities Institute Education ~ RMIT/SDIA Superannuation Module - RMIT University
 Gregory Mcpherson1989Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Gregory Santo Nucifora2000Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Guy Carlton Lenzner2009Accredited Derivatives Adviser Level 1 & 2 - Kaplan Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Master of Applied Finance - Kaplan Education Pty Ltd
 Guy Lance Jones1985Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Harry Sydney John Allen2018Bachelor of Commerce (Finance; Economics & Financial Planning) - Deakin University
 Heather Jean Zampatti1985ASX Accredited Derivatives Adviser Level 1 - ASX ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Securities Institute Education
 Helen Mary Bourke2007ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia
 Henrietta Church2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni
 Henry Hall2018Bachelor of Commerce (Accounting) - Deakin University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Assocation Ltd / DeakinCo ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni ~ Superannuation Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni
 Hugh Richard Laidley Dowling1992Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Hugh Robertson1983SDIA Accreditation Program Assessment - SDIA / Deakin
 Ian Robert Rosenberg1972Accredited Derivatives Adviser Level 1 - ASX ~ Financial Planning Certificate Course - CPA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University
 Ingrid Maryke Vanderwerff1986ASX Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Jake Francis Mroz2013ASX Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Diploma of Securities & Derivatives - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 James Anthony Frolley1991Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 James Broomhead2006Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 James Carl Ramsay2007Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 James Constantine Drougas1999ASX Broker Exam - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Securities Institute Education
 James Shepherdson2004Bachelor of Business (Economics & Finance) - RMIT ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Jane Stallman2007ASX Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Entry Level Competencies; Risk Management; Superannuation & Retirement Planning - Tribeca ~ Investment Planning 1 & 2; Taxation Planning; Estate Planning; Financial Plan Construction & Review - Tribeca ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd
 Janice Suk Yee Lai2002Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Markets - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Jeremy Michael Tyzack2013Bachelor of Commerce (Finance / Financial Planning) - Deaking University ~ Graduate Diploma of International Finance - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 John Addison Doughty1987Certificate Course - Securities Institute of Australia ~ Core 1 Securities & Managed Investments Accreditation Program - SAA / Deakin University ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 John Alexander Hutton1992Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 John Anderson2016Core 1: Securities & Managed Investments Accreditation - Stockbrokers Association of Australia / DeakinPrime ~ Diploma of Financial Planning (FNS50615) - Integrity Education Group
 John Andrew White1990ASX Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Superannuation; Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 John Fay1969Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 John Francis Wilson1997ASX Accredited Derivatives Adviser Level 1 - ASX ~ ASX Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investmment - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Managed Investments - Securities Institute Education
 John Gerard Curtin1999ADA2 - ASX ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia
 John Richard Reynolds1994Accredited Derivatives Adviser Level 1 - ASX ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Superannuation; Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 John Stanley Buckley1972Margin Lending and Geared Investments - Kaplan Professional Education
 John Stuart Fredersdorff1994Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 John Tasman Andrew2003Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 John Warren Booth1995Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Jolyon White2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Assocation of Australia / DeakinPrime
 Jonathan Eric Frederick Matsen2003ASX Accredited Derivatives Adviser Program - Australian Financial Markets Association ~ Accredited Derivatives Adviser Level 2 - Tribeca ~ Accredited Derivatives Adviser: Level 1 - Tribeca ~ PS146 Superannuation Module - Securities Institute of Australia ~ SDIA Accreditation - Securities, Futures, Managed Investments - Deakin Prime
 Jonathan Kallmeyer2003Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Joshua James Edney1996Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Julia Jane Murray2001ASX Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Accredited Derivatives Adviser Level 1 - ASX ~ Diploma in Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Julian Anthony Farley2010Entry Level Competencies - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Julian David Constable1985Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Julian Trewin Peter Hewitt2018Accredited Derivatives Adviser - ADA L1 - Stockbrokers & Financial Advisers Association Limited / DeakinCo ~ Bachelor of Applied Finance - Macquarie University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Julie Jane Davison1993Core 1 Securities & Managed Investments Accreditation Program - SDIA / Deakin University ~ Diploma in Financial Markets - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University
 Kate Louise Schlipalius2004Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Kellie Margaret Davies2008Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Kerri Lynne Stevens1998ASX Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Lachlan Holmes2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni
 Lawrence Peter Bartell2012Accredited Derivatives Advser - Level 1 - Stockbroker Association of Australia / DeakinPrime ~ Diploma of Financial Services 2 - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Leslie Robert Owen1985Accredited Derivatives Adviser Level 1 - ASX ~ PS146 Compliance Program - Generic; Securities/Futures; Managed Investments - Securities Institute Education
 Lionel Alexander Mcfadyen1985Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Louis Biscoe2018Bachelor of Arts & Bachelor of Economics - The University of Sydney ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni
 Louis Salamon1997Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Louisa Maree Swain2016Accredited Derivatives Adviser - Level 1 & 2 - Stockbrokers Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Luke Stewart Cameron1999Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ PS146 Compliance Program - Superannuation - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Luke Thomas Hutchison1995Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Statement of Compliance - Securities/Futures & Generic/Managed Investments - Securities Institute
 Malcolm Reid1999Accredited Derivatives Adviser Level 2 Exam - Australia Stock Exchange ~ Diploma of Financial Markets - Securities Institute Education ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Marcus Hall1999Accredited Derivatives Adviser - Level 1 - ASX / Tribeca ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Marcus Pringle-jones2012Accredited Derivatives Adviser Level 1 - ASX ~ Accredited Derivatives Adviser Level 2 - Kaplan Education Pty Ltd ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University
 Mariane Saroufim2018Accredited Derivatives Adviser - Level 1 & 2 - SAA / Kaplan ~ Bachelor of Arts/Bachelor of Commerce (Finance/Economics) - Deakin University ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Mark Andrew Fisher1986Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Superannuation - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Mark Charles Paterson2015Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd
 Mark Colin Walker1995ASX Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Managed Investments Module - RMIT University ~ RMIT / SDIA Superannuation Module - RMIT University
 Mark Gerard Edwards1993Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Mark Kelly1998SDIA Accreditation Program - SDIA
 Mark Raymond Winnell2006Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Self Managed Superannuation Funds - Financial Planning Association of Australia
 Marshall Biggins1994Accredited Derivatives Adviser Level 2 - Tribeca ~ SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Securities and Derivatives Industry Association
 Martyn Jeffrey Rose2000Accredited Derivatives Adviser - Level 1 - ASX / Kaplan ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School
 Matthew Bates2001Bachelor of Business Property (Vals) - RMIT University ~ Graduate Diploma in Finance and Investment - finsia
 Matthew Carr-jones2017Bachelor of Laws / Bachelor of Commerce - The University of Western Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni
 Matthew James Farr1991ASX Broker Exam - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ PS146 Compliance Program - Superannuation module - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime
 Matthew Justin Carey2006927 Foreign Exchange - Kaplan ~ ASX Accredited Derivatives Adciser Level 1 - Tribeca ~ ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Graduate Certificate in Applied Finance - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Matthew Vincent Kelly2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ General Securities Representative Exam (Series 7) - New York Stock Exchange (NYSE)
 Melanie Sarah Burrows2008Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Melissa Maria Sandon2008Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Michael Alexander Grant1987Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Michael Argyrou2015ADA Level 1 - Tribeca ~ Graduate Diploma of Applied Finance and Investment - Kaplan ~ Superannuation Accreditation - RMIT University
 Michael Graham Boone2007ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ ASX Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Bachelor of Business (Accounting & Finance) - Swinburne University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Michael James Hunter White1995Diploma of Financial Advising - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Michael Kinsley Sim2004Bachelor of Economics - Monash University ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Michael Koutrouzas1991Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Michael Rosenbaum1998Bachelor of business banking and finance - Monash University ~ Bachelor of business banking and finance - Monash University ~ Diploma of Financial Planning - Financial Planning Association (FPA) ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ MBA - University of Hartford USA ~ Margin Lending - KAPLAN
 Michael St. John Williams1999ASX Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Michelle Catherine Grover2002Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Financial Planning & Superannuation - Securities Institute of Australia ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Nathan Fell2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers & Financial Planners Association Ltd / DeakinCo ~ Margin Lending Accreditation Program - Stockbrokers & Financial Planners Association Ltd / Western Sydney Uni
 Nathan Huang Sugianto2018Bachelor of Commerce (Corporate Finance) - The University Of Western Australia ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Assocation of Australia / DeakinPrime
 Nestor David Hinzack1970Bachelor Economics - Sydney University
 Nicholas Johnston2015Bachelor of Business (Economics & Finance) - Swinburne University of Technology ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime
 Nigel Martin Stewart2016Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia / DeakinPrime ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Oliver Carr2018Bachelor of Agricultural Economics - The University of Sydney ~ Professional Diploma in Stockbroking - Stockbrokers & Financial Advisers Assocation Ltd / Western Sydney Uni ~ SAFAA Accredited Derivatives Adviser - Level 1 & 2 - Stockbrokers & Financial Advisers Assocation Ltd / Western Sydney Uni ~ Superannuation Accreditation Course - Stockbrokers & Financial Advisers Assocation Ltd / Western Sydney Uni
 Pasquale DE Petro1996Accredited Derivatives Adviser - ASX / Tribeca ~ Certificate in Financial Markets - Securities Institute Education ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ Superannuation Module - Securities Institute Education
 Patrick Francis Cody1991Level 1 & 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Paul Francis Hodder2004ASX Accredited Derivatives Adviser Level 2 - Tribeca Learning (Aust) Pty Ltd ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Paul Gavin Cochrane1997Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education
 Paul Mark Voglis1987Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Perry Julian Rosenzweig1995Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Peter Allan Bell1999Bachelor of Business - RMIT ~ Financial Planning Principles & Practice - Superannuation; Fin. Planning & Wealth Creation - Securities Institute Education ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Peter Colin Cuthbertson2000Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Managed Investments Accreditation Program - SAA / DeakinPrime ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University
 Peter Cook1973RMIT/SDIA Superannuation Module - RMIT ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Peter Edward Mulcahy1977Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Peter Evans2007Accredited Derivatives Adviser Level 2 Exam - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Peter Hull Smith1985Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Royal Melbourne Institute of Technology Business TAFE School
 Peter Irving Burrows1972Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Peter John Magor1996Diploma of Financial Markets - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Peter Stawski1986Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Philip Anthony Clough2003Bachelor of Business (Finance & Marketing) - University of Technology, Sydney ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Superannuation and Financial Planning modules - Securities Institute Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Richard Anthony Charles Youren1990ASX Accredited Derivatives Adviser Level 1 - ASX ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Ricky Vecchio1997ASX Accredited Derivatives Adviser Level 1 - ASX ~ ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Robert Charles Hussey2007ASX Accredited Derivatives Adviser Level 2 - Stockbrokers Association of Australia / DeakinPrime ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Robert Craig Agnew1986Accredited Derivatives Adviser - Level 1 & 2 - ASX ~ Bachelor of Economics - Monash University ~ Investment Planning 1 - Integratec Paraplanning Pty Ltd ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Paraplanning Course - Integratec Paraplanning Pty Ltd
 Robert Granger1993Licensing Training of Financial Product Advisers - Financial Education Professionals Pty Ltd
 Robert Holle1997Accredited Derivatives Adviser Level 2 Exam - Australian Stock Exchange ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Managed Investments & Superannuation Module - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia (SAA) ~ Master of Business Administration - Bond University
 Robert James White1993ASX Accredited Derivatives Adviser Level 1 - Kaplan Education Pty Ltd ~ Diploma in Financial Services - Australian Financial Markets Association (AFMA)
 Robert Kolodziej1996ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia
 Robert Louis Joseph2005Bachelor of Business (Economics & Finance) - RMIT University ~ Diploma of Financial Services - Securities Institute ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Robert Norman Denton1994ADA1 - ASX ~ ADA2 - ASX ~ ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Margin Lending - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT/SDIA
 Robert Speir Willis1994ASX Accredited Derivatives Adviser Level 1 - ASX ~ Bachelor of Economics - University of Queensland ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Securities Institute Education
 Robert Spencer Clarke1993ASX Accredited Derivatives Adviser - Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Robert Teal1993Bachelor of Commerce - University of Melbourne ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Romano Anthony Sala Tenna1996Accredited Derivatives Adviser Level 2 - ASX ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Securities Institute of Australia ~ RMIT/SDIA Superannuation Module - RMIT University
 Rowan Gray Fell1995ASX Accredited Derivatives Adviser Level 2 - Tribeca ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SAA Professional Diploma in Stockbroking - Stockbroker Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Russell Ian White1986Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Ryan Newman Marriott2006Financial Services Tier 1 Compliance Program - Managed Investments - RMIT University ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 Sally Keyes1996Bachelor of Economics - University of Sydney ~ SDIA Accreditation Program (PS146) - SDIA
 Samuel Julian Forbes Young1998ASX Accredited Derivatives Adviser Level 1 - ASX ~ Diploma of Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT / SDIA Managed Investments Module - RMIT University
 Samuel Philip Croll2000Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Education ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Compliance Program - Managed Investments Module - Securities Institute Education
 Sandra Michele Tuddenham1997ADA1 - ASX ~ Diploma of Business - Blended Learning International ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending - Stockbrokers Association of Australia
 Scott Michael Rimington2004Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - Superannuation; Financial Planning - Securities Institute Education ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Sonia Bach2018ADA 1 - KAPLAN ~ RG 146 - KAPLAN
 Sophie Emma Day2002Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Steen Jackson Weir2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Stephanie Claire Taverniti2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Stephen Robert Waller2000Advanced Diploma of Financial Planning - Mentor Education ~ PS146 Gap Training - Superannuation & Retirement Income - Securities Institute ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Steven Allen Rawlinson2004Accredited Derivatives Adviser Level 2 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Steven John Wright2005Diploma of Sport Science - Bolton College ~ Margin Lending Accreditation - Deakin/ SAA ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia / DeakinPrime ~ Tier 1 Compliance Program (Generic & Derivatives) - FINSIA ~ Tier 1 Compliance Program - Derivatives - FINSIA Eduction
 Steven Mitsioulis1999Accredited Derivatives Adviser Level 1 - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime
 Steven Tourtsakis2016Accredited Derivatives Adviser Level 1 - Stockbrokers Association of Australia / DeakinPrime ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Superannuation Accreditation Program - Stockbrokers Association of Australia / DeakinPrime
 Stolle Sergis1994Bachelor of Business - University of Technology, Sydney ~ Graduate Diploma in Applied Finance & Investment - The Securities Institute of Australia ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Stuart Lindsay Cameron1987Foreign Exchange Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ RMIT / SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program - SDIA / Deakin University
 Thomas Price2018Accredited Derivatives Adviser - Level 1 & 2 - SAFAA / Western Sydney University ~ Bachelor of Business (Economics & Finance) - RMIT University ~ Margin Lending Accreditation Program - Stockbrokers & Financial Advisers Association Ltd / Western Sydney Uni ~ Superannuation Accreditation - SAFAA / Western Sydney University
 Timothy Harbort2014Accredited Derivatives Adviser - Level 1&2 - Kaplan Education Pty Ltd ~ Bachelor of Business - Queensland University of Technology ~ Foreign Exchange Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime
 Timothy John Weber1989Australian Certified Investment Planner - Australian Investment Planners Association ~ Diploma in Financial Markets - FINSIA Education ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd ~ PS146 Compliance Program - FINSIA Education
 Tobias Deylen2018Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia / DeakinPrime ~ Margin Lending Accreditation - Stockbrokers & Financial Advisers Association Ltd / DeakinCo
 Tom Maxwell1986Deposit Products and Non-Cash payments - Financial Education Professionals ~ Margin Lending & Geared Investments - Deakin Prime ~ SDIA Accreditation Program - Securities and Derivatives Industry Association
 Tony Bedwell1994Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Tyler Rhys Fehling2014Bachelor of Commerce - Deakin University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Victor Mark Coppleson1985Certificate in Financial Markets - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 William George Bell2007Bachelor of Business (Banking & Finance) - Monash University ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd
 William Lindsay2018Core 1 Securities & Managed Investments Accreditation Program - Securities & Financial Advisers Assocation Ltd / Western Sydney Uni
 William Scott Young1985Bachelor of Economics - University of Adelaide ~ Policy Statement 146 Knowledge Assessment: Generic Knowledge, Securities & Derivatives - Tribeca (Aust) Pty Limited ~ Statement of Attainment: Generic Knowledge, Managed Investments & Margin Lending Knowledge Assessmen - Financial Education Professionals ~ The General Manager Program - Havard University
 Wyndham Jonathon Rofe2004Bachelor of Commerce (Accounting, Finance & Systems) - University of NSW ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ RMIT/SDIA Superannuation Module - RMIT University