This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Owen Bateman | 2024 | 2021 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Andrew White | 1999 | 1998 - Bachelor of Business (Accounting) - - QUT ~ 1999 - Certified Practicing Accountant - - Certified Practising Accountants (Australia) ~ 2000 - Certified Financial Planner - - FPA (Australia) |
| Annabelle Kate Sterling Peters | 2018 | 2016 - Diploma of Business - - Careers Australia ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2021 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - QUT ~ 2021 - Bachelor of Science (Environmental Science) - Bachelor Degree (AQF 7) - QUT ~ 2023 - AYN457.1 Financial Planning Principles and Regulation - Bridging Course - Regulation & Legal Obligations - QUT ~ 2023 - AYN458.1 Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2024 - EFN429.1 Investments Management - Other - QUT ~ 2024 - EFN520.2 Behavioural Client Management - Financial Planning - Bridging Course - Behavioural Finance - QUT |
| Beanca Catherine Monks | 2021 | 2017 - Bachelor of Business - International Management - Bachelor Degree (AQF 7) - Griffith Univeristy ~ 2017 - Bachelor of Commerce - Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Brodie Johannes Coldwell | 2025 | 2021 - Bachelor of Business in Financial Planning - Bachelor Degree (AQF 7) - University of South Australia |
| David Scott Woolley | 2012 | 1995 - Bachelor of Commerce - - University of Queensland ~ 2001 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Education ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional |
| Guy Taylor | 2008 | 2007 - Bachelor of Business (Management) - - Queensland University of Technology ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Certified Financial Planner - - Financial Planning Association of Australia |
| Isaac Joaquim Montaner | 2023 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jessica Sarah Agius | 2018 | 2015 - Bachelor Business (Finance) - - QUT ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kelly Melissa Kennedy | 2016 | 2012 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Self Managed Superannuation Fund - - Kaplan Professional ~ 2015 - Tier 1 Margin Lending and Geared Investments Accreditation - - Kaplan Professional ~ 2017 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lachlan Wade Kennett | 2011 | 2007 - Bachelor of International Business - Bachelor Degree (AQF 7) - Flinders University ~ 2010 - Graduate Diploma Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2011 - Margin Lending Accreditation - Diploma (AQF 5) - Financial Essentials |
| Meera Rayarel | 2018 | 2018 - Diploma of Financial Planning - - Australian Professional Education Institute ~ 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Kaplan Business School |
| Michael Ryan | 2013 | 2010 - Bachelor of Business (Finance) - - QUT ~ 2012 - Diploma of Financial Planning - - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan ~ 2016 - Certificate of Financial Planning - Professional Designations - SPA ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Natasha Denise Cruickshank | 0 | 2014 - Bachelor of Commerce (Management) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2015 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2022 - Master of Finance (Financial Planning) - Masters Degree (AQF 9) - University of South Australia |
| Oliver Thomas Straker | 2018 | 2015 - Bachelor Business - Accounting - - QUT ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Olivia Therese Raithatha | 2018 | 2013 - Diploma of Financial Planning - - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Paul Rafton | 2016 | 2009 - SMSF Specialist Adviser - - SMSFA ~ 2010 - Tier 1 Adviser Compliance Solution - - Kaplan |
| Peter Ian Crump | 2003 | 1985 - Fellow of the Institute of Actuaries Australia - - Actuaries Institute ~ 2005 - SMSF Specialist Advisor - - SMSF Association ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Chartered Tax Adviser (CTA) - - The Tax Institute ~ 2016 - Certified Financial Planner - - FPA |
| Shaun Haden | 2013 | 2010 - Bachelor of Business - - James Cook University ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sulochana Kulendran | 2005 | 2004 - Bachelor of Computing Science - - University of Technology Sydney ~ 2004 - Bachelor of Science - - University of Technology, Sydney ~ 2006 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Graduate Diploma in Finance - - University of Technology, Sydney |
| Terrie Susan Wendland | 2018 | 1994 - Bachelor Business (Economics) - - USQ ~ 2010 - Graduate Diploma (Finance) - - Securities Institute of Australia ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tessa Clare Erikson | 0 | 2023 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |