This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew White | 1999 | Bachelor of Business (Accounting) - QUT ~ Certified Financial Planner - FPA (Australia) ~ Certified Practicing Accountant - Certified Practising Accountants (Australia) |
| Annabelle Kate Sterling Peters | 2018 | Diploma of Business - Careers Australia ~ Diploma of Financial Planning - Kaplan |
| Beanca Catherine Monks | 2021 | Bachelor of Business - International Management - Griffith Univeristy ~ Bachelor of Commerce - Financial Planning - Griffith University |
| David Scott Woolley | 2012 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Self Managed Superannuation Funds - Kaplan Professional |
| Denise Harrison | 1990 | Certificate of Qualification with Distinction - Independent Centre of Investment and Financial Planning ~ Diploma of Financial Planning - Deakin University |
| Guy Taylor | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Management) - Queensland University of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Isaac Joaquim Montaner | 2023 | Graduate Diploma of Financial Planning - Kaplan |
| Jessica Sarah Olsen | 2018 | Bachelor Business (Finance) - QUT ~ Diploma of Financial Planning - Kaplan |
| Kelly Melissa Kennedy | 2016 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT University ~ Self Managed Superannuation Fund - Kaplan Professional ~ Tier 1 Margin Lending and Geared Investments Accreditation - Kaplan Professional |
| Lachlan Wade Kennett | 2011 | Bachelor of International Business - Flinders University ~ Graduate Diploma Applied Finance (Financial Planning) - Kaplan Professional ~ Margin Lending Accreditation - Financial Essentials |
| Mark Kenneth Wilkinson | 2017 | Bachalor of Commerce - University of NSW ~ Graduate Diploma of Financial Planning - Finsia |
| Meera Rayarel | 2018 | Bachelor of Business (Finance) - Kaplan Business School ~ Diploma of Financial Planning - Australian Professional Education Institute |
| Michael Ryan | 2013 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Finance) - QUT ~ Diploma of Financial Planning - Kaplan |
| Natasha Johnson | 2016 | Bachelor of Accounting/Bachelor of Financial Planning - Central Queensland University |
| Oliver Thomas Straker | 2018 | Bachelor Business - Accounting - QUT ~ Diploma of Financial Planning - Kaplan |
| Olivia Therese Raithatha | 2018 | Diploma of Financial Planning - Kaplan |
| Paul Rafton | 2016 | SMSF Specialist Adviser - SMSFA ~ Tier 1 Adviser Compliance Solution - Kaplan |
| Peter Ian Crump | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Certified Financial Planner - FPA ~ Chartered Tax Adviser (CTA) - The Tax Institute ~ Fellow of the Institute of Actuaries Australia - Actuaries Institute ~ SMSF Specialist Advisor - SMSF Association |
| Shaun Haden | 2013 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Terrie Susan Wendland | 2018 | Bachelor Business (Economics) - USQ ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma (Finance) - Securities Institute of Australia |