This licence authorises the licensee to carry on a financial services business to:
provide financial product advice to wholesale clients for the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
provide general financial product advice to retail clients for the followng classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to retail and wholesale clients in respect of the following classes of financial products:
securities; and
applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities
| Name | First provided advice | Qualification and trainings |
|---|