This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Reynell Mcrae | 2018 | Bachelor of Business - Victoria University ~ Cert IV Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Mentor Education |
| Gregory Keith Condon | 2009 | Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment |
| James Peter Colin Brown | 2018 | Bachelor of Commerce (Financial Planning & International Business) - University of Wollongong |
| Lincoln Armstrong Kallady | 2014 | Bachelor of COmmerce - University of Ballarat ~ Diploma of Commerce - Melbourne Instititute of Business and Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Tao Hsu | 2018 | Advanced Diploma of Financial Planning - Mentor Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |