This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Reynell Mcrae | 2018 | 2007 - Bachelor of Business - - Victoria University ~ 2014 - Cert IV Mortgage Broking - Other - Kaplan ~ 2016 - Diploma of Financial Planning - - Mentor Education |
| Gregory Keith Condon | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment |
| Lincoln Armstrong Kallady | 2014 | 2004 - Diploma of Commerce - - Melbourne Instititute of Business and Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2013 - Bachelor of COmmerce - - University of Ballarat |
| Tao Hsu | 2018 | 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2016 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |