This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andy Thanh Binh Nguyen | 2022 | 2019 - Bachelor of Business (Financial Planning & Marketing) - Bachelor Degree (AQF 7) - Griffith University |
| Mathew Barr | 2015 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Pedram Salami | 2007 | 2007 - Bachelor of Commerce - - Griffith University ~ 2007 - Diploma of Financial Planning - - RG146 ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - Master of Commerce - - Griffith University ~ 2016 - Self Managed Superannuation Fund Personal Advice - - Mentor Education |
| Reece James Keys | 2018 | 2018 - Bachelor of Commerce majoring in accounting and financial planning - Bachelor Degree (AQF 7) - Griffith University |
| Rod Mahlooji | 2024 | 2024 - financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ross Alfie William Pocock | 2018 | 2018 - Bachelor of Commerce - Financial Planning - - Griffith University |