This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Paul Laanemaa | 2006 | 1976 - Bachelor of Commerce - - UNSW ~ 1979 - Professional Year - - Inst Chartered Accountants ~ 2004 - Certified Financial Planner - - Deakin University |
| Joshua Anthony Scipione | 2014 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - MLC101 Business Law - Other - Deakin University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2025 - FPC002B - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan Professional |
| Mark Andrew Cracknell | 2008 | 2004 - BUSL250 Business Law - Other - Macquarie University ~ 2004 - Bachelor of Commerce - - Macquarie University ~ 2012 - Advanced Diploma Of Financial Services (Financial Planning) - - Kaplan ~ 2016 - CFP1+2+3+4+C - Other - FPA |
| Paul Anthony Cupic | 2018 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - Specialist SMSF course - - Super Concepts & International Centre for Financial Services ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC001B Economic and Legal Context for Financial Planning - Other - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |