This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Morse | 2007 | 2005 - Bachelor of Business - - Swinburne University of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional |
| Bernadine Williamson | 2023 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Swinburne University of Technology |
| Daniel Francis Zaffino | 2014 | 2013 - Bachelor of Commerce - - Deakin University ~ 2015 - Master of Financial Planning (Qualification) - - University of New South Wales (NSW) |
| Jason Hugo | 2008 | 2006 - Master of Business Adminstration - - Swinburne University ~ 2008 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) / Deakin University |
| Leigh Fernando | 2014 | 2005 - Bachelor of Business - - Swinburne University of Technology ~ 2013 - Graduate Certificate in Applied Finance - - Kaplan Professional ~ 2014 - Graduate Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Certified Financial Planner - - Financial Planning Association of Australia |
| Nathan Lotho | 0 | 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Nelangi Dhananja Perera Hewagama | 0 | 2018 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Samantha Durdin | 2014 | 2008 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional Education |
| Shannon Chandler | 2023 | 2019 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |