B. Moses Investment Services Pty Limited

AFS License Number
421290
Name
B. Moses Investment Services Pty Limited
ABN/ACN/ARBN
31156147223
Licensee issued
June 29, 2012
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Ari Ben Moses 2015 2010 - Bachelor of Business Administration - - Ritsumeikan Asia Pacific University ~ 2015 - Diploma of Financial Planning - - Pinnacle ~ 2016 - Tax for Financial Advising - - Kalan
 Brendan Murtagh 0 2022 - Bachelor of Commerce (Finance and Accounting) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2022 - Bachelor of Innovation and Entrepreneurship - Bachelor Degree (AQF 7) - University of Newcastle ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Cameron Robert Stuart 2012 1991 - BEc (Maj. Finance & Economics) - - Macquarie University ~ 2012 - Advanced Diploma of Financial Services - - FINSIA ~ 2014 - ASX Listed Product Accreditation Course - - LPAC ~ 2017 - Certified Financial Planner - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Evan Byrnes 1999 1995 - Bachelor of Commerce - - University of Newcastle ~ 1999 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA)
 Gerard Baker 1987 1993 - Advanced Financial Planning - - IPAC ~ 2002 - Entry Level Competencies - - Tribeca Learning (Australia) Pty Ltd ~ 2002 - Risk Management - - Integratec (Australia) Pty Ltd ~ 2003 - Superannuation and Retirement Planning - - Integratec (Australia) Pty Ltd
 Gregory Mcloughlin 2011 2009 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Master of Commerce (Financial Planning) - - University of Western Sydney
 Jack Haddad 2016 2016 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2023 - SMSF Reg and Taxation - Other - Kaplan
 Lancelot Craig Smith 1989 2002 - Master of Commerce (Financial Planning) - - The University of Western Sydney ~ 2011 - SMSF Specialisation Advisor - #5308 - - SPAA - SMFS Professional's Association of Australia ~ 2016 - Professional Certificate in Self-Managed Superannuation Funds - - The University of Adelaide
 Lorena Millett 2005 2013 - ASX Accredited Listed Products Adviser (ALPA) Program - - LPAC ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - Cavendish & ICFS ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Mark Brogan 2006 2002 - FPA Foundation DFP - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma in Financial Planning - - Kaplan Professional Education
 Matthew John Milnes 2008 2012 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - - Kaplan Professional Education ~ 2018 - Graduate Diploma in Financial Planning - - Kaplan Professional Education ~ 2019 - Master of Financial Planning - - Kaplan Professional Education