This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ari Ben Moses | 2015 | 2010 - Bachelor of Business Administration - - Ritsumeikan Asia Pacific University ~ 2015 - Diploma of Financial Planning - - Pinnacle ~ 2016 - Tax for Financial Advising - - Kalan |
| Brendan Murtagh | 2024 | 2022 - Bachelor of Commerce (Finance and Accounting) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2022 - Bachelor of Innovation and Entrepreneurship - Bachelor Degree (AQF 7) - University of Newcastle ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Cameron Robert Stuart | 2012 | 1991 - BEc (Maj. Finance & Economics) - - Macquarie University ~ 2012 - Advanced Diploma of Financial Services - - FINSIA ~ 2014 - ASX Listed Product Accreditation Course - - LPAC ~ 2017 - Certified Financial Planner - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Haddad | 2018 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Monarch Institute |
| Evan Byrnes | 1999 | 1995 - Bachelor of Commerce - - University of Newcastle ~ 1999 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Gerard Baker | 1987 | 1993 - Advanced Financial Planning - - IPAC ~ 2002 - Entry Level Competencies - - Tribeca Learning (Australia) Pty Ltd ~ 2002 - Risk Management - - Integratec (Australia) Pty Ltd ~ 2003 - Superannuation and Retirement Planning - - Integratec (Australia) Pty Ltd |
| Gregory Mcloughlin | 2011 | 2009 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Master of Commerce (Financial Planning) - - University of Western Sydney |
| Jack Haddad | 2016 | 2016 - Bachelor Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2023 - SMSF Reg and Taxation - Other - Kaplan |
| Lancelot Craig Smith | 1989 | 2002 - Master of Commerce (Financial Planning) - - The University of Western Sydney ~ 2011 - SMSF Specialisation Advisor - #5308 - - SPAA - SMFS Professional's Association of Australia ~ 2016 - Professional Certificate in Self-Managed Superannuation Funds - - The University of Adelaide |
| Lorena Millett | 2005 | 2013 - ASX Accredited Listed Products Adviser (ALPA) Program - - LPAC ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - Cavendish & ICFS ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mark Brogan | 2006 | 2002 - FPA Foundation DFP - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Advanced Diploma in Financial Planning - - Kaplan Professional Education |
| Matthew John Milnes | 2008 | 2012 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - - Kaplan Professional Education ~ 2018 - Graduate Diploma in Financial Planning - - Kaplan Professional Education ~ 2019 - Master of Financial Planning - - Kaplan Professional Education |