B. Moses Investment Services Pty Limited

AFS License Number
421290
Name
B. Moses Investment Services Pty Limited
ABN/ACN/ARBN
31156147223
Licensee issued
June 29, 2012
Address
Narrabeen, 2101, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Cameron Robert Stuart 2012 ASX Listed Product Accreditation Course - LPAC ~ ASX Listed Product Accreditation Course - LPAC ~ Advanced Diploma of Financial Services - FINSIA ~ Advanced Diploma of Financial Services - FINSIA ~ BEc (Maj. Finance & Economics) - Macquarie University ~ BEc (Maj. Finance & Economics) - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Damian Francis Smith 2000 ASX Listed Product Accreditation Course - LPAC ~ ASX Listed Product Accreditation Course - LPAC ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association & Kaplan Professional ~ SMSF Specialist Advisor - SMSF Association & Kaplan Professional
 Lorena Millett 2005 ASX Accredited Listed Products Adviser (ALPA) Program - LPAC ~ ASX Accredited Listed Products Adviser (ALPA) Program - LPAC ~ Cavendish & ICFS Specialist SMSF Course - Cavendish & ICFS ~ Cavendish & ICFS Specialist SMSF Course - Cavendish & ICFS ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional