This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Melissa Cadell | 2003 | 2004 - Diploma of Financial Services (Financial Planning) - - Three Sixty ~ 2005 - Diploma of Financial Markets - - Securities Institute ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2023 - Master Financial Planning (MFinPlan) - Masters Degree (AQF 9) - Kaplan |
| Ryan Muller | 2006 | 1987 - Bachelor of Commerce - - University of Natal ~ 1989 - Honors Bachelor of Accounting Science - - Univerity of South Africa ~ 2006 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - FINSIA |
| Trevor Mervyn Zimmermann | 2005 | 1981 - Bachelor of Commerce - - University of Queensland ~ 2005 - Diploma Financial Services (Financial Planning) - - TRIBECA |