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Axis Financial Advisers Pty ltd

AFS License Number
291523
Name
Axis Financial Advisers Pty ltd
ABN/ACN/ARBN
32109536209
Licensee issued
Oct. 19, 2005
Address
Parramatta, 2150, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 George Archibald Quinn2007Bachelor of Commerce - University of Western Sydney ~ Bachelor of Laws - University of Western Sydney ~ Diploma of Financial Markets - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
 George Kalil1989ASX Listed Products Accreditation - ASX (Atax UNSW) ~ Diploma of Financial Planning - Deakin University ~ Securities Diploma - Securities Institute of Australia
 Jason Alan Burgmann1999ALPA - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ SMSF - Mentor
 John Peter Mant2005Bachelor of Economics - Sydney University ~ Certified Financial Planner - FPA ~ Diplomaof Financial Planning - Securities Insititute ~ Risk Management - Tribeca
 Michael Woolley1995Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association
 William Martin Gaul1987Certified Financial Planner - FPA ~ Diploma of Financial Planning - Financial Planning Institute