This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Michael Marinovich | 2012 | 2000 - Bachelor of Commerce - - Curtin University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - - RG146 Training Australia ~ 2018 - DFP5v3 Tax for Financial Advising - - Kaplan ~ 2018 - TASACLv1 Commercial Law - - Kaplan |
| Brendan Fletcher Gow | 2007 | 2007 - Diploma of Financial Services - - Archer College ~ 2008 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2011 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2016 - Advance Diploma Financial Planning - - Mentor Education ~ 2021 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Lachlan Sandor | 0 | 2021 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2021 - Bachelor of Business (Economics and Business Strategy) - Bachelor Degree (AQF 7) - Monash University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ross Kontominas | 2005 | 2007 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2017 - Tier 1 Margin Lending Personal Advice - - Kaplan Professional |