This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Craig Matthew Weeks | 2014 | Diploma of Financial Services (Financial Planning) - Finsia |
| David Livshiz | 2018 | Bachelor of Science - Monash University ~ Graduate Certificate in Financial Planning - Kaplan ~ Specialist SMSF course - Super Concepts & International Centre for Financial Services |
| James Robinson | 2018 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Business (Accounting) - La Trobe University ~ Graduate Certificate of Financial Planning - Deakin University ~ Tier 1 Life Insurance - Personal Advice - Kaplan Professional |
| Macleod Dylan Seyman | 2017 | Advanced Diploma of Financial Planning - Intergrity Education Group ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Integrity Education Group ~ Master of Professional Accounting - RMIT University ~ SMSF Association Specialist Member Accreditation Program - SMSF Association |