This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes limited to:
own managed investment scheme only; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
schemes which only hold the following types of property:
financial assets;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander George Single | 2025 | 2016 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 2021 - 25888 Financial Planning and Taxation - Masters Degree (AQF 9) - University of Technology Sydney ~ 2021 - 79708 Contemporary Business Law - Masters Degree (AQF 9) - University of Technology Sydney ~ 2021 - RG146 Superannuation - Other - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - University of Technology Sydney |
| Andrew Csordas | 2010 | 2006 - LEGL 1001 Foundations of Law - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2009 - ACFI 3170 Taxation in Australia - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Eductaion ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew James Beer | 2018 | 2004 - Bachelor of Business Studies - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Anisha Natalie Urudra | 2014 | 2008 - 732103 Principles of Business Law - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2010 - BLAW30002 Taxation Law - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2023 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Anthony Oppedisano | 2001 | 2000 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2002 - E151 Taxation and Strategies for Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Ristevski | 2023 | 2013 - 70110 Introduction to Law - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2013 - 79017 Taxation Law - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Anton Joseph Clasquin | 2025 | 2022 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ashleigh Rose Eberhard | 2021 | 2017 - LAW1101 Introduction to Law + LAW2106 Law of Business Organisations - Other - University of Southern Queensland ~ 2019 - MLC301 Principles of Income Tax Law - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Bachelor of Commerce (Financial Planning major) - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Aged Care Advice Opportunities - Other - Challenger ~ 2023 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Ashleigh Victoria Steeles | 2022 | 2018 - ACCY228 Taxation for Financial Planners - Other - University of Wollongong ~ 2019 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - LAW101 Introduction to Law - Other - University of Wollongong ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Austin Adarraga | 2005 | 1999 - BSB111 Business Ethics - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 1999 - Bachelor of Business (Banking, Finance and Economics majors) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2002 - E151 Taxation and Strategies for Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Belinda Lynch | 2009 | 2008 - LEGL1001 Foundations of Law - Other - The University of Newcastle ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - University of Western Sydney ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Benjamin Anthony Maher | 2023 | 2020 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Bradley Robert Mcnaught | 2003 | 1997 - BL101 Commercial Law 1 - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2000 - BL202 Taxation 1 - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2000 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planner Association (FPA) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cain Laoumtzis | 2006 | 2003 - JUST1016 Commercial Law - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2003 - JUST1031 Taxation 1 - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2005 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Caitlin Marie Telford | 2022 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Cameron Stewart | 1992 | 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chao LI | 2018 | 2009 - BSB111.4 Business Law and Ethics - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2014 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Chelsea Ann Peard | 2006 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of New South Wales ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Chris Liando | 2011 | 1997 - LAW100 Law in Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Chrisanthy Kamaras | 2009 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - TASACLv1 Commercial Law - Other - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christian Lotter | 2010 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TASACL Commercial Law - Other - Kaplan Professional |
| Christopher Goutziotis | 2018 | 1996 - FIN1010 Commercial Law - Bachelor Degree (AQF 7) - Monash University ~ 1999 - Bachelor of Business (International Trade) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Murray Suters | 2015 | 2000 - LAWS10-100 Business Law - Bachelor Degree (AQF 7) - Bond University ~ 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cindi June Argent | 2014 | 2004 - LEGL101 Introduction to Law - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2006 - LEGL300 Taxation Law - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2007 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Colin Anthony Carruthers | 1999 | 2002 - Diploma of Superannuation Management - Diploma (AQF 5) - ASFA ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2019 - BLW14 Business Law - Other - Curtin University (Open Universities Australia) ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Corrina Dunne | 1997 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Daniel James Robertson | 2007 | 2001 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Master of Financial Planning - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2013 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Darren Pryor | 2005 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TASACL Commercial Law - Other - Kaplan Professional |
| David Barton | 2010 | 1999 - Diploma of Financial Markets - Advanced Diploma (AQF 6) - Securities Institute ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - FPC001B Economic and Legal context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2025 - FPC006 Taxation for Financial Planning - Other - Kaplan Professional |
| David Christopher Murphy | 2018 | 2014 - LST2BSL Introduction to Business Law - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - ACC3TAX Taxation - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - Bachelor of Accounting/ Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bachelor Degree (AQF 7) - Kaplan Professional |
| David Graham Bamforth | 2004 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Gray | 2011 | 2002 - BUSN1101 Introduction to Commercial Law - Bachelor Degree (AQF 7) - The Australian National University ~ 2004 - BUSN3014 Principles of Tax Law - Bachelor Degree (AQF 7) - The Australian National University ~ 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2009 - CPA Program - Professional Designations - CPA Australia ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Deanne Lesley Poort | 2011 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Declan Meier | 2025 | 2015 - MLC101 Business Law - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - MLC301 Principles of Income Tax Law - Bachelor Degree (AQF 7) - Deakin University ~ 2018 - Bachelor of Commerce (Accounting and Financial Planning majors) - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dion Miller | 2000 | 1997 - LBL100 Introduction to Commercial Law - Bachelor Degree (AQF 7) - Swinburne University ~ 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Dominique Louise Jackson-hope | 2018 | 2014 - 4977 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Canberra ~ 2017 - Bachelor of International Business - Bachelor Degree (AQF 7) - University of Canberra ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2025 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Elizabeth Eva Blackley | 2024 | 2017 - Bachelor of Finance (Banking) - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Emeraan Dhanshe | 2006 | 1993 - FIN1010 Commercial Law 1 - Bachelor Degree (AQF 7) - Monash University ~ 1999 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Threesixty ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emily Onglingchuan | 1998 | 1992 - Bachelor of Science in Accountancy - Bachelor Degree (AQF 7) - De La Salle University, Phillipines ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Emmanuel Andreopoulos | 2000 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA/Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2012 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Gargi Thakkar | 2018 | 2008 - BL914 Commercial Law - Bachelor Degree (AQF 7) - University of Ballarat ~ 2009 - BULAW 5916 Taxation Law and Practice - Bachelor Degree (AQF 7) - University of Ballarat ~ 2009 - Master of Commerce (Professional Accounting) - Masters Degree (AQF 9) - University of Ballarat ~ 2018 - Diploma of Financial Planning - - Mentor Education ~ 2021 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Garry Oganesian | 2012 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Investment Banking Institute ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TASACL Commercial Law - Other - Kaplan Professional ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Gemma Hulbert | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Geoff Kaye | 2002 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Financial Planning Association of Australia (FPA) ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Geoffrey Mutton | 1999 | 1996 - AAF2110 Business Law - Bachelor Degree (AQF 7) - Monash University ~ 1997 - AAF3150 Income Tax Law - Bachelor Degree (AQF 7) - Monash University ~ 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gillian Dowell | 2002 | 1991 - Commercial Law IIIA + Commercial Law IIIB - Other - The University of Sydney ~ 1992 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 1997 - CPA Program - Professional Designations - CPA ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Gregory James Weeks | 2013 | 2010 - ACCY228 Tax Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2010 - LAW101 Law, Business and Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2011 - Bachelor of Commerce (Financial Planning) - Bachelor Honours Degree (AQF 8) - University of Wollongong ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hak Fei Vivian Chau | 2011 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Three Sixty ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - TASACLv3 Commercial Law - Other - Kaplan Professional ~ 2023 - TFAv1 Tax for Financial Advising - Other - Kaplan Professional ~ 2024 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2025 - FPC001B Economic and Legal context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Hebatalla Sohail Saad Moustafa Salama | 2018 | 2010 - LAW101 Law, Business and Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - University of Wollongong ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ibrahim Ibrahim | 2007 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack Dimovski | 2023 | 2017 - Bachelor of Economics and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jake Smith | 2012 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW ~ 2008 - 200184 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - 200187 Taxation Law - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2012 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Kevin Broad | 2004 | 2003 - ACFI 3170 Taxation in Australia - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2003 - Bachelor of Finance - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - LS251 Introduction to Business Law - Graduate Diploma (AQF 8) - The University of Newcastle ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Graduate Diploma in Financial Management - Graduate Diploma (AQF 8) - The University of New England ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Kristofer Svedic | 2025 | 2018 - MLC101 Law for Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - BLW32 Introduction to Australian Tax Law - Bachelor Degree (AQF 7) - Curtin University (Open Universities of Australia) ~ 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |
| Janine Varughese | 1996 | 1991 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1994 - Certificate in Financial Markets - Advanced Diploma (AQF 6) - The Securities Institute of Australia ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Jason Paul Gay | 2006 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Master of Professional Accounting - Masters Degree (AQF 9) - The University of Newcastle ~ 2013 - PACC 6006 Taxation Law - Other - The University of Newcastle ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jessica Micale | 2011 | 2006 - LAW100 Law in Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2007 - ACCY228 Tax Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jia Tang | 2010 | 2006 - Master of Commerce in Finance - Masters Degree (AQF 9) - The University of New South Wales ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Jody-marie Doherty | 2023 | 2011 - Bachelor of Psychology - Bachelor Degree (AQF 7) - University of Newcastle ~ 2018 - Master of Commerce in Finance - Masters Degree (AQF 9) - The University of New South Wales ~ 2020 - LAW545 Taxation Strategies - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2021 - LAW504 Business and Corporations Law - Graduate Diploma (AQF 8) - Charles Sturt University |
| John Buchhorn | 2007 | 1981 - 22160 Commercial Law 1 - Other - University of Technology Sydney ~ 1986 - Bachelor of Business - Bachelor Degree (AQF 7) - NSW Institute of Technology ~ 1992 - CPA Program - Professional Designations - Certified Practicing Accountants Australia (CPA) ~ 2002 - Graduate Diploma of Applied Science (Information Technology) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - AAMC Training Group ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Joseph Napoli | 2011 | 2008 - 200184 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Bachelor of Business & Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Josephine Everrie Peters | 2022 | 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Justine Margaret Mcglynn | 2018 | 1994 - Certificate in Financial Markets - Advanced Diploma (AQF 6) - The Securities Institute of Australia ~ 1999 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kairo Zeidan | 2024 | 2020 - LST2BSL Introduction to Business Law and Ethics - Bachelor Degree (AQF 7) - La Trobe University ~ 2021 - ACC3TAX Taxation - Bachelor Degree (AQF 7) - La Trobe University ~ 2021 - Bachelor of Commerce (Accounting major) - Bachelor Degree (AQF 7) - La Trobe University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Katherine Alice Styles | 2015 | 2005 - MLC101 Business Law - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - MLC301 Principles of Income Tax Law - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Bachelor of Commerce (majoring in Accounting, Finance & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2025 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kenneth Young | 2014 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Trainee Management Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2018 - LAW545 Taxation Strategies - Other - Charles Sturt University ~ 2018 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kevin Phoa | 2002 | 1997 - FIN1010 Commercial Law - Bachelor Degree (AQF 7) - Monash University ~ 1999 - BTX3931 Taxation Law - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2002 - Foundation DFP - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kirk William Alpen | 2018 | 2015 - ACCY228 Taxation for Financial Planners - Bachelor Degree (AQF 7) - University of Wollongong ~ 2015 - LAW101 Law, Business and Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - Bachelor of Commerce (Finance and Financial Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kristy Lee Sullivan | 2010 | 2006 - 4977 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Canberra ~ 2008 - 6417 Revenue Law - Bachelor Degree (AQF 7) - University of Canberra ~ 2008 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Canberra ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional Education ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kym Smart | 2017 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Holmesglen Institute ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Lee-anne Maree Whitson | 2015 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Leslie Bruce Tate | 2016 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2016 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Bailey | 2010 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2012 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Cooper | 2008 | 2003 - LEGL1001 Foundations of Law - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Kermond | 2011 | 2007 - MLC101 Business Law - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - MLC301 Principles of Income Tax Law - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Maxwell Felsch | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2021 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lynda Ann Cross | 2004 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Marcus Christopher Gridley | 2004 | 1999 - LBL Intro to Commercial Law - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2002 - Bachelor of Business in Tourism and Enterprise Management - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia Limited ~ 2018 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Irvine | 2014 | 2010 - LST2BSL Business Law - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Matthew Bell | 2016 | 2011 - LAW101 Law, Business and Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2012 - ACCY228 Tax Planning - Bachelor Degree (AQF 7) - University of Wollongong ~ 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew James Barsby | 2004 | 2001 - MLC301 Principles of Income Tax Law - Bachelor Degree (AQF 7) - Deakin University ~ 2003 - Bachelor of Commerce (Financial Planning & Accounting) - Bachelor Degree (AQF 7) - Deakin University ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Michael John Faehndrich | 2005 | 1999 - LAW1010 Foundations of Law - Other - The University of Newcastle ~ 2001 - ACFI3170 Taxation in Australia - Other - The University of Newcastle ~ 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2002 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tibeca ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michelle Yang | 2007 | 2002 - 77938 Introduction to Taxation Law - Masters Degree (AQF 9) - University of Technology Sydney ~ 2002 - 79708 Contemporary Business Law - Masters Degree (AQF 9) - University of Technology Sydney ~ 2002 - Master of Business Administration (Finance and Funds Management) - Masters Degree (AQF 9) - University of Technology Sydney ~ 2003 - Master of Business Administration in Professional Accounting - Masters Degree (AQF 9) - University of Technology Sydney ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mohammed Javed Wasef | 2014 | 2011 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Bachelor of Economics (Econometrics) - Bachelor Degree (AQF 7) - University of New South Wales ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2018 - DFP5v4 Tax for Financial Advising - Other - Kaplan Professional ~ 2018 - TASACLv2 Commercial Law - Other - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - MLC703 Principles of Income Tax Law - Masters Degree (AQF 9) - Deakin University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Navjyot Deol | 2018 | 2011 - Master of Information Technology - - Charles Sturt University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPC001B Economic & Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Bachelor Degree (AQF 7) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Gordon | 2014 | 2011 - Bachelor of Commerce-Marketing - Bachelor Degree (AQF 7) - Macquarie University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Nick Goel | 2016 | 2006 - Master in Business and Financial Management - Masters Degree (AQF 9) - New Delhi Institute of Management (India) ~ 2008 - HBC616 Income Tax Law - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2010 - Graduate Diploma of Accounting - Graduate Diploma (AQF 8) - Swinburne University of Technology ~ 2010 - Master of Accounting - Masters Degree (AQF 9) - Victoria University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2019 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Nigel Ruge | 2010 | 1995 - FIN1010 Commercial Law - Bachelor Degree (AQF 7) - Monash University ~ 1998 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - E151 Taxation and Strategies for Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nikoleta Laketa | 2023 | 2007 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2020 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - FPC006 Tax & Commercial Law for Financial Planning - Other - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Pankaj Kumar | 2006 | 1995 - Bachelor of Commerce (Honours) - - University of Delhi, India ~ 2000 - Master of Business Admininstration - Masters Degree (AQF 9) - University of Technology Sydney ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional ~ 2025 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Paul Alexander Theodore | 2016 | 2009 - MLC101 Business Law - Diploma (AQF 5) - Melbourne Institute of Business and Technology ~ 2010 - Diploma of Commerce - Diploma (AQF 5) - Melbourne Institute of Business and Technology ~ 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin Univeristy ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - DFP5 Tax for Financial Advising - Diploma (AQF 5) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Alexander James Trenchard | 2007 | 1996 - Bachelor of Social Science - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Peter Hogg | 2007 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca Learning ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2009 - Bachelor of Economics (Econometrics) - Bachelor Degree (AQF 7) - University of New England |
| Remona Naife Catherine Issa | 2018 | 2015 - LAW 101 Law, Business and Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2016 - ACCY228: Taxation for Financial Planners - Bachelor Degree (AQF 7) - University of Wollongong ~ 2017 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Richard Edmund Whelan | 2021 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2021 - TASACLv2 Commercial Law - Other - Kaplan Professional |
| Rita Lamack | 2008 | 1993 - Bachelor of Arts - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rowan Healey | 2011 | 2003 - Bachelor of Health Science - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2005 - Graduate Diploma of Education (Secondary) - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Samuel Luke Fletcher | 2007 | 2007 - E151 Taxation and Strategies for Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2008 - Graduate Diploma Of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) |
| Sanober Balsara | 2000 | 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sheryl Paras Agustin | 2011 | 1994 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of the Philippines ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - TASACL Commercial Law - Other - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Shweta Khemani | 2008 | 1999 - Bachelor of Commerce (Honours) - Bachelor Honours Degree (AQF 8) - University of Delhi ~ 2000 - Post Graduate Diploma of Business Management ( PGDBM) - - FORE School of Management ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Simone Genevieve D'souza | 2024 | 2010 - Bachelor of Commerce (Human Resource Management) - Bachelor Degree (AQF 7) - The University of Notre Dame Australia ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sonali Shah | 2012 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Mumbai (India) ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephen Mavros | 2004 | 1998 - L1LCC Law of Commercial Contract - Bachelor Degree (AQF 7) - La Trobe University ~ 2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Schweikert | 2014 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thomas David Beecheno | 2023 | 2016 - LAW101 Law, Business & Society - Bachelor Degree (AQF 7) - University of Wollongong ~ 2017 - ACCY228 Taxation for Financial Planners - Bachelor Degree (AQF 7) - University of Wollongong ~ 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Noad | 2015 | 2010 - 4977 Introduction to Business Law - Bachelor Degree (AQF 7) - University of Canberra ~ 2012 - 6417 Revenue Law - Bachelor Degree (AQF 7) - University of Canberra ~ 2013 - Bachelor of Commerce (Financial Planning major) - Bachelor Degree (AQF 7) - University of Canberra ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Toby Sinclair | 2001 | 2000 - Bachelor of Arts (Communication Studies) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Education ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TASACL Commercial Law - Other - Kaplan Professional |
| Todd Glenn Lloyd | 2000 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2022 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - FPC006 Taxation for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning, Kaplan Professional - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tony Coates | 1995 | 1989 - Bachelor of Arts Diploma in Education - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2000 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - TASACL Commercial Law - Other - Kaplan Professional ~ 2024 - TFA Tax for Financial Advising - Other - Kaplan Professional |
| Trevor Bentley Susman | 1999 | 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Banlk ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business ~ 2018 - CPA Program - Other - CPA Australia ~ 2020 - FPC001B Economic and Legal context for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tristan Balderson | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - TFA Tax for Financial Advising - Other - Kaplan Professional ~ 2015 - Tax for Financial Advising - Other - Kaplan Professional ~ 2017 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2019 - 7823AFE Principles of Business and Corporations Law - Masters Degree (AQF 9) - Griffith University ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Troy Peter Ottens | 2016 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2018 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2025 - TASACL Commercial Law - Other - Kaplan Professional |
| Yazhuo Wang | 2018 | 2009 - 732103 Principles of Business Law - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2011 - BLAW30002 Taxation Law - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2014 - Master of Finance - Masters Degree (AQF 9) - The University of Melbourne ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |