This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
interests in managed investment schemes excluding investor directed portfolio services;
from 1 July 2022, securities in a CCIV; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
superannuation; and
provide a superannuation trustee service
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Francesco Ceravolo | 1992 | Bachelor of Economics - LaTrobe University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Ethics in Professionalism in Financial Advice - Kaplan Professional ~ Financial Adviser Exam - FASEA |
| Kathryn Zuber | 2006 | Advanced Diploma of Financial Planning - Kaplan ~ Graduate Certificate of Financial Planning - Griffith University |