Australian Private Wealth Pty ltd

AFS License Number
405814
Name
Australian Private Wealth Pty ltd
ABN/ACN/ARBN
118135345
Licensee issued
Sept. 9, 2011
Address
South Yarra, 3141, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Alistair Lindsey Bett 2000 1995 - Bachelor of Business - - Monash University ~ 1995 - DFP - - Deakin University
 Calvin Say Ming Nee 2015 2011 - Bachelor of Business - - RMIT ~ 2013 - Grad Dip Applied Financial Planning - - Kaplan ~ 2025 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Catherine Kim Duc 2010 2006 - DIPLOMA IN FINANCIAL SERVICES - - TRIBECA ~ 2012 - ADVANCED DIPLOMA OF FINANCIAL PLANNING - - KAPLAN PROFESSIONAL ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2025 - Accredited Behavioural Finance Professional - Certificate (AQF 1-4) - Kaplan ~ 2025 - Chartered Retirement Planning Counsellor - Certificate (AQF 1-4) - Kaplan
 David Alexander Trayanovski 2018 2018 - Bachelor of Finance - - La Trobe University
 Gregory Patrick Keady 1996 1995 - Bachelor of Commerce - - Deakin University ~ 1999 - DFP - - Deakin University ~ 2004 - CFP - - FPA ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association
 Jeff Sinclair Wain 1999 1982 - Bachelor of Economics - - Monash University ~ 1988 - Graduate Diploma Taxation - - Monash University ~ 1998 - Graduate Diploma Advanced Financial Planning - - CPA/SIA ~ 2000 - CFP - - FPA ~ 2005 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association