This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Carol Tawfik | 2005 | 2003 - Bachelor of Business Financial Planning - - RMIT |
| Hayden Curties Windsor | 2001 | 1998 - Bachelor of Commerce - - University of Tasmania ~ 2001 - Certified Financial Planner - - FPA |
| Luke Phillip George Price | 2012 | 2009 - Bachelor of Commerce - - Deakin University ~ 2015 - Graduate Diploma in Financial Planning - - Kaplan Professional Education ~ 2017 - Certified Financial Planner Professional - - FPA |
| Robert Sarafov | 2008 | 2000 - Grad. Dip Financial Planning - - Securities Institute ~ 2002 - Grad. Dip Applied Finance and Investment - - Securities Institute ~ 2008 - Certified Financial Planner - - FPA |