Australian Private Capital Advisory Services Pty. Ltd.

AFS License Number
236776
Name
Australian Private Capital Advisory Services Pty. Ltd.
ABN/ACN/ARBN
62006940923
Licensee issued
Nov. 1, 2003
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Blake Adrian Henderson 0 2017 - Commerce - Bachelor Degree (AQF 7) - Deakin
 Carol Tawfik 2005 2003 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2009 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Hayden Curties Windsor 2001 1998 - Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2000 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2002 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Luke Phillip George Price 2012 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - FPA ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional
 Robert Sarafov 2008 2000 - Grad. Dip Financial Planning - - Securities Institute ~ 2002 - Grad. Dip Applied Finance and Investment - - Securities Institute ~ 2008 - Certified Financial Planner - - FPA