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Australian Financial Solutions Group Pty ltd

AFS License Number
341401
Name
Australian Financial Solutions Group Pty ltd
ABN/ACN/ARBN
138821637
Licensee issued
Oct. 30, 2009
Address
South Perth, 6151, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adrian Sloan1994Bachelor of Business - Edith Cowan University
 Barrie Smith1998Diploma of Financial Services - Deakin University
 David Allan Winstanley2007Bachelor of Business - Edith Cowan University ~ CPA Program - CPA Australia ~ Certificate IV in Business (Frontline Management) - MODAL ~ Graduate Diploma of Financial Planning - Finsia
 Matthew John Rigg2010ASX Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Bachelor of Science in Agriculture - University of Western Australia ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services - Australian Financial Markets Association ~ Graduate Diploma in Applied Finance and Investment - Finsia
 Michael Minh Tong Huynh2001ASX Accredited Derivatives Level 1 - Kaplan ~ Bachelor of Commerce - University of Western Australia ~ Certificate IV Finance and Mortgage Broking - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Peter Collins2004Bachelor of Arts - Edith Cowan University ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Finsia Education ~ Master of Financial Planning - Curtin University of Technology
 Timothy Mark Geddes2005Bachelor of Commerce - Curtin University of Technology ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - Finsia Education ~ Master of Financial Planning - Curtin University of Technology