Australian Financial Advisory Solutions Pty ltd

AFS License Number
287619
Name
Australian Financial Advisory Solutions Pty ltd
ABN/ACN/ARBN
60104345833
Licensee issued
July 14, 2005
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adrian Stephen O'brien 2022 2015 - Certificate IV in Business - Certificate (AQF 1-4) - TAFE NSW ~ 2017 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - TAFE NSW ~ 2019 - Graduate Certificate of Applied Finance - Graduate Certificate (AQF 8) - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Introduction to Self-Managed Superannuation Funds - Other - Kaplan Professional
 Alexander Michael Herbert 2021 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Queensland ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Bradley Clyde Ferguson 2002 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Newcastle ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan/Integratec
 James Packman 2008 2001 - Bachelor of Commerce and Economics - - Macquarie University ~ 2008 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education
 Jean Patrick Stephane Marianne 2008 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2010 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Margin Lending Specialist - Professional Designations - Kaplan Professional
 Josef Stadler 2001 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Integratec (Australia) Pty Ltd ~ 2006 - Advanced Diploma of Financial Services (FinancialPlanning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan Professional
 Matthew Terrence Schuberth 2023 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Certificate of Attainment RG146 Generic Knowledge - Other - Financial Education Professionals ~ 2023 - RG146 Margin Lending - Other - Financial Education Professionals ~ 2023 - Self-Managed Super Fund Accreditation - Other - Super Concepts & ICFS SMSF Specialist
 Michael Marino 2014 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TAFE NSW - Sydney Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2017 - Self Managed Superannuation Funds - Professional Designations - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional
 Morris Alexander 2022 2013 - Bachelor of Business & Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional
 Rachel Lee Donovan 2014 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology (IIT) ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education
 Scott Ward 2007 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New England ~ 2007 - Diploma of Financial Planning - Diploma (AQF 5) - Three Sixty ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Super Concepts Specialist SMSF Accedititation - Other - University of Adelaide
 Thomas Harg 2014 2011 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Margin Lending & Geared Investments - Other - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional
 Timothy Hannes 2013 2010 - Diploma of Financial Planning (Financial Services) - Diploma (AQF 5) - Pinacle Financial Services Academy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Cert IV in Finance & Mortgage Broking - - Kaplan ~ 2015 - Professional Certificate in Self Managed Superannuation Funds - - University of Adelaide ~ 2018 - Tier 1 Securities - Personal Advice - - Kaplan
 Trent Balderston 2013 2012 - Bachelor of Business (Financial Management) - Bachelor Degree (AQF 7) - University of New England ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPA Aged Care Specialist - Professional Designations - Financial Planning Association ~ 2021 - SuperConcepts SMSF Specialist - Professional Designations - University of Adelaide