This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bishal Shrestha | 2016 | 2011 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Blake Alexander Paul Sloane | 2015 | 2014 - Bachelor of Business & Commerce (Applied Finance) - - University of Western Sydney ~ 2015 - Diploma of Finnacial Planning - - Pinnacle ~ 2015 - SMSF Accreditation - - Pinnacle Financial Services Academy |
| Boban Petreski | 2015 | 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2017 - Margin Lending - - Monarch Institute ~ 2017 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| Brady Richard Black | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2013 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of New England |
| Christy Ann Marshall | 2017 | 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2020 - Mortgage and Finance Broker - Certificate (AQF 1-4) - Realestate Academy Australia |
| Harris Hagias | 2008 | 2008 - Graduate Diploma in Global Wealth Management - Graduate Diploma (AQF 8) - University of Adelaide ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Jamie Jenasi | 2014 | 2013 - Diploma of Financial Planning - - International Institute of Technology ~ 2013 - Self Managed Superannuation Funds - - International Institute of Technology |
| Jayden Zane Adams | 2023 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - ASX Listed Products - Other - LPAC Online ~ 2022 - Margin Lending Specialist - Other - Kaplan |
| Manpreet Banga | 2018 | 2015 - Bachelor of Business and Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2016 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Martin Jandera | 2000 | 2001 - SMSF Association Specialist Accreditation Program - - SPAA ~ 2003 - Diploma Financial Planning - - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner Program - - Financial Planning Association of Australia ~ 2010 - Estate Planning - - UTS Faculty of Law |
| Martin William Reyment | 2006 | 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Mathew James Walters | 2015 | 2005 - Master of Commerce - Masters Degree (AQF 9) - Deakin University ~ 2012 - Diploma in Financial Planning - - International Institute of Technology ~ 2017 - ADFP - Advanced Diploma (AQF 6) - International Institute Of Technology |
| Natalie Elizabeth Conroy | 2007 | 2004 - Bachelor of Commerce - - Curtin University ~ 2006 - Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2011 - CFP - - Financial Planning Association of Australia ~ 2013 - SMSF accreditation - - KAPLAN |
| Peter John Walsh | 2010 | 2011 - Diploma of Financial Planning - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan |
| Samuel Byrne | 2018 | 2015 - Bachelor of Commerce - - Macquarie University ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan |
| Steven Kale Cove | 2016 | 2016 - Bachelor of Business - - Swinburne University of Technology ~ 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Self Managed Superannuation Funds - - Monarch Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Troy Daniel Mahoney | 2014 | 1998 - Bachelor Commerce - - The University of Newcastle ~ 2004 - Diploma of Fiancial Services (Financial Planning) - - Tribeca |
| Varjeet Nagra | 2023 | 2021 - Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Zhi Cheng Huang | 2012 | 2012 - Bachelor of Commerce - - Monash University ~ 2012 - Diploma Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2013 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan ~ 2013 - Margin Lending - - Pinnacle Financial Services Academy |