Download this database for offline use

Aurum Planning Pty ltd

AFS License Number
344139
Name
Aurum Planning Pty ltd
ABN/ACN/ARBN
19141418555
Licensee issued
Feb. 19, 2010
Address
South Perth, 6151, WA

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Andrew Neil Prince1992ALPA - Kaplan ~ Certificate IV in Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ SMSF - Mentor
 Kathryn Jeanie Wilson2018Diploma of Financial Services (Financial Planning) - Kaplan
 Margaret Anne Barnesby-johnson1984Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Life Insurance Adviser (Personal Advice) - Mentor ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Applied Finance - Maquarie University ~ SMSF Adviser (Personal Advice) - Mentor
 Shawn David Baker2018Bachelor of Commerce - UWA ~ Diploma of Financial Planning - Kaplan
 Simon Phillips2003ASX Listed Products Accreditation - Savings Factory (ASX) ~ Continuing Professional Development - Kaplan ~ Diploma of Financial Markets - Securities Institute of Australia ~ RG146 Accreditation - Genesys Wealth Advisers
 Stuart Glenn Fulton1987Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education