This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Colin James Taylor | 1987 | 1995 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT ~ 1996 - Certified Financial Planner - Professional Designations - FPA |
| Gareth Paul Martin | 2002 | 1981 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash ~ 1994 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Austaralia ~ 1996 - Master of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2005 - Graduate Dimploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| James Leon Mitchell Taylor | 2023 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT |
| Jason Andrew Reynolds | 2012 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2013 - Margin Lending Course - - Kaplan ~ 2013 - Self Managed Superannuation Fund Specialisation - - Kaplan |