This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brock Daniel Mark Degiovanni | 2025 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited |
| Cameron Harris | 2015 | 2011 - Bachelor of Business (Economics) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2013 - Diploma of Financial Planning FNS56010 - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2021 - Ethics and Professionalism in Financial Advice FPC002B - Bridging Course - Ethics - Kaplan Higher Education ~ 2023 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Olivia Maragna | 2003 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2000 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and NZ ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2006 - SMSF Specialist Advisor - Professional Designations - SMSF Association Ltd ~ 2020 - Ethics for Financial Services (Intensive) MA1769 - Bridging Course - Ethics - Deakin Business School |
| Stephen Degiovanni | 2000 | 1990 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 1997 - Certified Practicing Accountant - Professional Designations - CPA Australia ~ 1997 - Personal Financial Planning and Superannuation (CPA110) - Professional Designations - CPA Australia ~ 1998 - Diploma Financial Planning DFP8 Financial Plan Construction PLUS Practice Knowledge Exam (PKE) - Diploma (AQF 5) - Financial Planning Association of Australia ~ 1998 - Financial Planning Principles and Practice (410 & 511) - Certificate (AQF 1-4) - Finsia Education (formerly Securities Institute Australia) ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2006 - SMSF Specialist Advisor Program - Professional Designations - SMSF Association Ltd ~ 2020 - Ethics for Financial Services (Intensive) MA1769 - Bridging Course - Ethics - Deakin Business School |