This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Kenneth James Thomson | 2024 | 2020 - BACHELOR OF COMMERCE MAJORING IN FINANCIAL PLANNING - Bachelor Degree (AQF 7) - DEAKIN UNIVERSITY ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Liza Janakievski | 2006 | 1994 - Bachelor of Business (Accounting) - - Victoria University ~ 1998 - Certified Practicing Account - - CPA Australia ~ 1998 - Master of Business (Accounting) - - Victoria University ~ 2004 - Registered Tax Agent - - Tax Agents Board ~ 2008 - Grad Dip Financial Planning - - FINSIA |
| Maddison Price | 2012 | 2012 - Bachelor of Commerce (Finance and Financial Planning) - - Deakin University ~ 2019 - Self-Managed Superannuation Funds - Other - Integrity Education Group |