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Arrive Capital Pty ltd

AFS License Number
525758
Name
Arrive Capital Pty ltd
ABN/ACN/ARBN
24641636535
Licensee issued
March 24, 2021
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Brett Charles Roberts2008Bachelor of Business (Accounting) - Queensland University of Technology (QUT) ~ Bachelor of Laws - Queensland University of Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Graduate Diploma (ICAA) - Chartered Accountants Australia & New Zealand
 Jay Murphy2014Bachelor of Business - Griffith University ~ Diploma of Financial Planning - RG146 Mentor Education Group ~ Graduate Diploma (ICAA) - Chartered Accountants Australia & New Zealand ~ Master of Applied Tax - University of New South Wales (NSW) ~ Professional Diploma in Stockbroking - DeakinPrime
 Jill Marguerite James2018Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute
 John Francis Sullivan2005Bachelor of Business (Accounting) - Queensland University of Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ Professional Diploma in Stockbroking - DeakinPrime
 John Kazakoff2004Bachelor of Commerce - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Financial Planning - Securities Institute