This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Lindsay James Felsenthal | 2008 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Certified Financial Planner - Professional Designations - FPA |
| Mark Jeffrey Rowell | 2010 | 2009 - Bachelor of Commerce (Economics and Finance) - - Curtin University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Mark Lindsay Doubleday | 2004 | 1997 - Bachelor of Science - - Louisiana Tech University ~ 2004 - Diploma of Financial Services (Financial Planning) - - ThreeSixty (MLC Education) |
| Simone Mcmullin | 2003 | 1997 - Bachlor of Arts Honours - Bachelor Honours Degree (AQF 8) - University of Melbourne ~ 2002 - Graduate Dirploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2013 - CFP - Professional Designations - FPA |