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Alteris Financial Group Pty ltd

AFS License Number
402370
Name
Alteris Financial Group Pty ltd
ABN/ACN/ARBN
59133479115
Licensee issued
July 1, 2011
Address
Sydney, 2000, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alexander Rhys O'brien2012Bachelor of Applied Finance and Economics - Macquarie University ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan
 Amy Orme Atkinson2015Bachelor of Finance - Australian National University ~ CFP Certification Program - FPA ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Andrew Angelo Biviano2018Bachelor of Mathematics - University of Wollongong ~ Cert IV Mortgage Broking - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Professional Certificate in SMSF - University of Adelaide
 Benjamin Gilbert Graham2007Bachelor of Engineering - The University of Leeds ~ Bachelor of Engineering - The University of Leeds ~ Certified Financial Planner - Financial Planning Association ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA
 Brendon D O'sullivan1977Diploma of Financial Planning - Financial Planning Association (FPA)
 Bronwen Batty2003Aged Care Specialist - Strategy Steps ~ CFP Program - Fpa/Deakin University ~ Certificate in a Financial Markets - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Diploma Financial Markets - Securities Institute of Aust. ~ Diploma of Financial Markets - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional ~ SMSF Course - University of Adelaide ~ SMSF Specialist - Candish
 Danielle Lee Dixon2014Bachelor of Science - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Education ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Gregory O'reilly2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Monarch
 Jillian Mary Clarke2012Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce & Administration - University of Wellington ~ Graduate Diploma in Financial Planning - Finsia
 Kate Louise Golder2004Bachelor of Arts - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Keith Jones1994Bachelor of Arts (Economics) - University of New England ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University
 Kerri-lyn Mendl1997Bachelor of Business - Central Queensland University ~ Diploma of Financial Planning - DFP 1-8 - Financial Planning Association (FPA) ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education
 Nathan Michael Hayes2008Bachelor of Commerce - University of NSW ~ Bachelor of Commerce - University of NSW ~ Graduate Certificate in Financial Planning - Finsia Education ~ Graduate Certificate in Financial Planning - Finsia Education ~ Master of Applied Finance - Kaplan Education ~ Master of Applied Finance - Kaplan Education
 Nitin Kataria1999Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Sandy Yee-nga Lui2008Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services|Three Sixty ~ Advanced Diploma of Financial Services (Financial Planning) - GWM Adviser Services|Three Sixty ~ Bachelor of Business - University of Technoloy Sydney ~ Bachelor of Business - University of Technoloy Sydney ~ Diploma of Financial Services (Financial Planning) - GWM Adviser Services| Advice Education ~ Diploma of Financial Services (Financial Planning) - GWM Adviser Services| Advice Education
 Sulochana Kulendran2005Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Computing Science - University of Technology Sydney ~ Bachelor of Science - University of Technology, Sydney ~ Diploma of Financial Planning - Kaplan Professional Education ~ Graduate Diploma in Finance - University of Technology, Sydney
 Uday Chopra2002ASX Accredited Listed Products Adviser - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 1 - Kaplan Professional Education ~ Diploma in Financial Advising - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca Learning