Bronwen Batty

Name
Bronwen Batty
ID
308885
ABN
–
First Provided Advice
2003

Qualifications

Details on the qualifications or training courses the adviser has completed that are relevant to providing financial services

  • 1996 - Certificate in a Financial Markets - - Securities Institute of Australia
  • 2000 - Diploma Financial Markets - - Securities Institute of Aust.
  • 2000 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute Education
  • 2005 - CFP Program - - Fpa/Deakin University
  • 2005 - Certified Financial Planner - Professional Designations - Financial Planning Association
  • 2009 - Aged Care Specialist - - Strategy Steps
  • 2010 - Margin Lending and Geared Investments - Professional Designations - Kaplan Professional
  • 2012 - SMSF Specialist - - Candish
  • 2013 - SMSF Course - Certificate (AQF 1-4) - University of Adelaide

Memberships

Details of memberships of professional bodies or industry associations relevant to providing financial services

  • Financial Advice Association of Australia (FAAA)

Licencee

Status
Ceased
Licence Holder
Omniwealth Services Pty Limited (#309643)
Commenced
Jan. 6, 2020
Ceased
April 3, 2020
Status
Ceased
Licence Holder
United Advice Pty Ltd (#523332)
Commenced
Aug. 5, 2020
Ceased
Oct. 20, 2021
Status
Ceased
Licence Holder
Wealth Forum Pty Ltd (#389528)
Commenced
June 16, 2020
Ceased
Dec. 8, 2020
Status
Current
Licence Holder
Alteris Financial Group Pty ltd (#402370)
Commenced
Nov. 1, 2021

Skills

  • Provide Financial Product Advice - Carbon Credits/Carbon Unit
  • Provide Financial Product Advice - Deposit and Payment Products/Non-basic Deposit Products
  • Provide Financial Product Advice - Deposit & Payment Products – Non-Cash Deposit Products
  • Provide Financial Product Advice - Derivatives
  • Provide Financial Product Advice - Derivatives/Derivatives - Wool only
  • Provide Financial Product Advice - Derivatives/Derivatives - Electricity only
  • Provide Financial Product Advice - Derivatives/Derivatives - Grain only
  • Provide Financial Product Advice - Foreign Exchange Contracts
  • Provide Financial Product Advice - Government Debentures, Stocks or Bonds
  • Provide Financial Product Advice - Life Products/Investment Life Insurance Products
  • Provide Financial Product Advice - Life Products/Life Risk Insurance Product
  • Provide Financial Product Advice - Life Products/Life Products - Consumer Credit Insurance Only
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, excluding IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/Managed Investment Schemes, including IDPS
  • Provide Financial Product Advice - Managed Investment Schemes/IDPS Only
  • Provide Financial Product Advice - Managed Investment Schemes/Own Managed Investment Scheme Only
  • Provide Financial Product Advice - Managed Investment Schemes/Horse Racing Syndicate
  • Provide Financial Product Advice - Managed Investment Schemes/Timesharing Scheme
  • Provide Financial Product Advice - Managed Investment Schemes/MDA Services
  • Provide Financial Product Advice - Retirement Savings Account Products
  • Provide Financial Product Advice - Securities
  • Provide Financial Product Advice - Superannuation
  • Provide Financial Product Advice - Superannuation/Self-Managed Superannuation Fund
  • Provide Financial Product Advice - Superannuation/A person's existing holding in a superannuation product
  • Provide Financial Product Advice - Margin Lending Facility/Standard Margin Lending Facility
  • Provide Financial Product Advice - Margin Lending Facility/Non-Standard Margin Lending Facility
  • Provide Financial Product Advice - Carbon Credits/Australian Carbon Credit Unit
  • Provide financial product advice/Carbon Credits/Eligible International Emissions Unit
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products - MDA Services
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Risk Products
  • Provide Financial Product Advice - Miscellaneous Financial Facility/Miscellaneous Financial Investment Products
  • Provide Financial Product Advice - FHSA Issued non ADI
  • Old Law Securities Options Contracts and Warrants Securities
  • Old Law Futures Contracts and Warrants
  • Managed Investment Schemes (Registered or Unregistered)
  • Securities – Debentures Managed Investment Schemes
  • All Securities
Status
Ceased
Licence Holder
Count Financial Limited (#227232)
Commenced
Dec. 7, 2006
Ceased
Aug. 5, 2011
Status
Ceased
Licence Holder
Mercer Financial Advice (australia) Pty Ltd (#411766)
Commenced
Jan. 9, 2012
Ceased
May 21, 2018
Status
Ceased
Licence Holder
Mercer Superannuation (australia) Limited (#235906)
Commenced
Oct. 5, 2011
Ceased
Jan. 6, 2012