This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Edwards | 2003 | Derivatives Accreditation Level 1 and 2 - ASX ~ Diploma of Technical Analysis - ATAA ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma Applied Finance - Securities Institute of Aust ~ Master of Applied Finance - Securities Institute of Australia |
| Paul David Albert Nicholson | 2000 | ASX Derivatives Accreditation Level 1 - Tribeca ~ Accredited Derivatives Advisor Level 2 - Tribeca ~ Bachelor of Social Science - Charles Sturt University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ SDIA Accreditation Program Assessment (PS146) - SDIA |