This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
standard margin lending facility;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Edwards | 2003 | 2003 - Derivatives Accreditation Level 1 and 2 - - ASX ~ 2003 - Diploma of Technical Analysis - - ATAA ~ 2005 - Graduate Diploma Applied Finance - - Securities Institute of Aust ~ 2009 - Master of Applied Finance - - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul David Albert Nicholson | 2000 | 1994 - Bachelor of Social Science - - Charles Sturt University ~ 2001 - ASX Derivatives Accreditation Level 1 - - Tribeca ~ 2002 - SDIA Accreditation Program Assessment (PS146) - - SDIA ~ 2004 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2005 - Accredited Derivatives Advisor Level 2 - - Tribeca |