Alpha Securities Pty ltd
- AFS License Number
- 330757
- Name
- Alpha Securities Pty ltd
- ABN/ACN/ARBN
- 96124327064
- Licensee issued
- Nov. 6, 2008
- Address
- Sydney, 2000, NSW
Licence conditions
This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
non-standard margin lending facility; and
standard margin lending facility;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services; and
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
non-standard margin lending facility; and
standard margin lending facility; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services and managed discretionary accounts
to retail and wholesale clients.
Location
Advisers
| Name | First provided advice | Qualification and trainings |
|---|