This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Grant Mathew Alleyn | 1992 | 1992 - Bachelor of Business (Accounting & Computing) - - UNE ~ 1995 - Certified Practicing Accountant - - CPA ~ 1995 - Graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia ~ 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - SMSF Specialist Advisor - - SMSF Association |
| Mitchell Ryan Webster | 2021 | 2019 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Canberra ~ 2022 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |