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Aia Financial Services Pty Limited

AFS License Number
231109
Name
Aia Financial Services Pty Limited
ABN/ACN/ARBN
68008540252
Licensee issued
Aug. 11, 2003
Address
Melbourne, 3004, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
from 1 July 2022, securities in a CCIV;
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
from 1 July 2022, securities in a CCIV;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aaron Joseph Feher2013Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Services - MLC Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Ahmed El-masri2016Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business And Commerce (Accounting) - University of Western Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Amanda Jane Jones1999Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Andrew Charles Oakley2015Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional ~ University of Western Australia - Bachelor of Economics
 Arundeepan Ganesan2017Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Business (Accounting) - Victoria University ~ Diploma of Financial Planning - Monarch Institute ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional
 Ashley Smith2016Bachelor of Commerce - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional
 Benjamin James Palmer Northwood2008Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Services - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Branislav Vlacic2018Bachelor of Commerce (Economics) - University of Wollongong ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Brett Maxwell Hartshorn2006Accredited Listed Product Adviser Program (ALPA) - Kaplan Professional ~ Bachelor of Arts - University of Sydney ~ Bachelor of Commerce - University of Sydney ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA)
 Chelsea Campbell2003Bachelor of Commerce (Economics and Finance) - University of Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute (Kaplan Professional) ~ Graduate Diploma of Financial Planning - Securities Institute (Kaplan Professional)
 Christina Pascal2000Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services - Commonwealth Bank ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Superannuation and Retirement Advice - Kaplan Professional
 Christopher Burke2014Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Mentor Education / RG146 ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Christopher James Brisbane2012Bachelor of Business - La Trobe University ~ Diploma of Financial Services - Kaplan Professional
 Cynthia KO2013Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts - Victoria University of Wellington ~ CERTIFIED FINANCIAL PLANNER (CFP) Program - Financial Planning Association of Australia (FPA) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Daniel George2009Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Financial Services (Finance/Mortgage Broking) - Intellitrain ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Daniel Joseph Grisaffi2004Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Bachelor of Information Technology - Queensland University of Technology ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Tier1: (928) Margin Lending - Kaplan Professional
 David John Cahill2010Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Superannuation & Retirement Advice - Kaplan Professional
 David Richardson2002Advanced Diploma of Financial Planning - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Edward Agius2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Elias Agripanidis2011Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Gayle Dawn Wilson1996Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jason Raymond Breach2014Diploma of Financial Planning - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jillian Louise Green2011Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Jingjing (catherine) YE2015Advanced Diploma of Financial Planning - Inegrity Education Group ~ Bachelor of Commerce (Accounting) - University of Sydney ~ Diplioma of Financial Planning - Integrity Education Group
 Jodi Renae Mcpherson2009Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jonathan O'sullivan2016Bachelor of Arts (Economics and Geography) - University College Cork - Ireland ~ Diploma of Financial Planning - Kaplan Professional ~ Higher Diploma in Accounting and Corporate Finance - University College Cork - Ireland ~ Securities and Managed Investments - Kaplan Professional
 Josephine Vann2018Bachelor of Commerce (Accounting & Finance) - Murdoch University ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Kim Schap2008Bachelor of Commerce (Finance & Electronic Commerce) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional
 Leigh Alan Parmenter2014Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services - Mentor Education / RG146
 Mark Osborne2008Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Matthew Todd Mcgilvray2012Bachelor of Commerce (Accounting and Financial Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Mengyao Liu2017Bachelor of Commerce (Accounting and Accounting Technologies) - Curtin University of Technology ~ DFP: Self Managed Superannuation Funds - AAMC Training Group ~ Diploma of Financial Planning - AAMC Training Group ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - University of Western Australia
 Paul Peng Yang2018Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Finance - Curtin University ~ Master of Financial Planning - Curtin University
 Ravinder Taneja2016Advanced Diploma of Financial Planning - Monarch Institute ~ Client Engagement Skills - Kaplan Professional ~ Diploma of financial planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master Degree in Business Adminstration - Jaipuria Institute of Management, Lucknow
 Rebecca Lloyd2012Bachelor of Applied Science - University of Western Sydney ~ Bachelor of Commerce - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professional
 Reena Arora2001Advanced Diploma of Financial Services (Financial Planning) FNS60404 - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) FNB50802 FNB50199 - Commonwealth Bank
 Roslyn May Spalding2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan (formerly Tribeca) ~ Bachelor of Commerce - Griffith University
 Sadiel Sheikh2017Advanced Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group ~ Diploma of Financial Services - Integrity Education Group ~ Ethics for Financial Services (Intensive) - Deakin University ~ Master of Financial Planning - Griffith University
 Samuel Kelly2013Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of International Relations - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Fellow Chartered Financial Planner (FChFP) - Association of Financial Advisers (AFA) ~ Self-Managed Superannuation Funds - Kaplan Professional
 Scott Reid2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional
 Tom Michael Preski2014Advanced Diploma of Financial Planning - Mentor Education / RG146 ~ Bachelor of Commerce - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Tristan Knowles2015Bachelor of Commerce (Financial Planning) - University of Wollongong
 Umesh Panta2006Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Information Systems (BIS) - Australian Catholic University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Victoria Isobel Geneva Short2015Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Economic & Legal Context for Financial Planning - Kaplan Professional
 Vidyadhar Pai2013Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of International Finance - Deakin University ~ Master of Professional Accounting - Deakin University
 Wei Pan2015Advanced Diploma of Financial Planning - Mentor Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Accounting - University of Western Sydney ~ Master of Commerce - Macquarie University ~ Master of Professional Accounting - University of Western Sydney
 Weifeng Dong2018Certified Financial Planner - FPA ~ Degree of Bachelor of Economics (Finance) - Zhongnan University of Economics and Law (China) ~ Degree of Master of Business Administration - Wuhan University ~ Masters in Wealth Management - Deakin University ~ Self Managed Superannuation Funds - Mentor Education
 Zhiyu Steven Wang2010Bachelor of Commerce (Finance and International Business) - University of New South Wales ~ Bachelor of Economics - University of New South Wales ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Tax for Financial Advising TFAv1 - Kaplan Professional