Advocate Advisory Pty. Ltd.

AFS License Number
405576
Name
Advocate Advisory Pty. Ltd.
ABN/ACN/ARBN
14150153503
Licensee issued
July 1, 2011
Address
Wantirna, 3152, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Allan Abrahams1990Foundation DFP - Deakin University
 Andrew Bowring1989Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Christopher Mclean1986Certified Finanacial Planner - FPA ~ Diploma of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Deakin University
 Colin Bruce Pettigrew1986Bachelor of Commerce - University of Melbourne ~ Certified Practising Accountant - CPA
 Erik Donert2011Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Business (Financial Planning) - RMIT ~ CFP - Financial planning Association
 Gillian Rode2002Diploma Of Finance - Intellitrain ~ Diploma Of Financial Planning - Deakin University ~ Graduate Diploma Accounting - Monash University ~ Master Of Practicing Accounting - Monash University
 Jason Valentine Davis2011Advanced Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Deakin
 Margaret Franklin2011Bachelor of Business - University of Southern Queensland ~ Diploma of Financial Services - Finsia
 Michael Joseph Harkin2006Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Superannuation Management - ASFA
 Mirco (mark) Pagotto1991Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University
 Noel Colin Lethborg1991Bachelor of Arts - Monash University ~ Hons Diploma of Education - Monash University ~ Master of Art - Monash University ~ PS146 Compliance - Kaplan
 Rodney Wayne Lethborg1991Bachelor of Arts - Latrobe University ~ Diploma of Education - Latrobe University ~ Ps146 Compliance - Kaplan
 Sean Clarkson2014Bachelor of Business - Deakin University ~ Diploma of Financial Planning - AAMC Training Group
 Stephen Heald1986Certified Financial Planner - Financial Planning Association ~ Diploma of Business (Financial Services Distribution) - Swinburne University ~ Diploma of Financial Planning - RMIT University
 Stephen Legg1994Certified Financial Planner - FPA ~ Diploma of Financial Plannig - Deakin Univesity ~ SMSF Specialist Adviser - Self Managed Super Fund Professional Association of Australia
 William Louis Vincent Schiralli2002Diploma of Financial Services - Tribeca