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Advocate Advisory Pty. Ltd.

AFS License Number
405576
Name
Advocate Advisory Pty. Ltd.
ABN/ACN/ARBN
14150153503
Licensee issued
July 1, 2011
Address
Wantirna, 3152, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alan John Mccurry1997Diploma of Financial Planning - FPA ~ Master of Business Administration - The University of New England
 Andrew Bowring1989Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Andrew Edward Zbik2008Bachelor of Business Administration & Bachelor of Laws - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Legal Practice - NSW College of Law ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Cherie Jane Carmody1998Bachelor of Business (Accounting) - Deakin University ~ Bachelor of Business - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional
 Christopher Mclean1986Certified Finanacial Planner - FPA ~ Diploma of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Deakin University
 Colin Bruce Pettigrew1986Bachelor of Commerce - University of Melbourne ~ Certified Practising Accountant - CPA
 Hoa Tran2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commence (Economics) - University of Wollongong ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 James Hamilton Tate0Graduate Diploma of Financial Planning - Kaplan Professional
 Jason Valentine Davis2011Advanced Diploma of Financial Services - Tribeca ~ Diploma of Financial Services - Deakin
 John Yanoulis2000Certificate IV Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Services (Financial Planning) - Financial Services Training & Assessment Pty Ltd
 Margaret Franklin2011Bachelor of Business - University of Southern Queensland ~ Diploma of Financial Services - Finsia
 Matteo Accadia2000Accredited Listed Product Adviser Program - Kaplan ~ Certified Financial Planner - University of Western Sydney/Deakin/FPA ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Noel Colin Lethborg1991Bachelor of Arts - Monash University ~ Hons Diploma of Education - Monash University ~ Master of Art - Monash University ~ PS146 Compliance - Kaplan
 Rodney Hamilton Tate1994Diploma Financial Planning (DFP) - Deakin University ~ Listed Product Accreditation Course - Savings Factory ~ Margin Lending and Geared Investments - Kaplan Professional
 Rodney Wayne Lethborg1991Bachelor of Arts - Latrobe University ~ Diploma of Education - Latrobe University ~ Ps146 Compliance - Kaplan
 Simon Coad2001Advanced Diploma of Financial Planning FNS60415 - Kaplan Australia ~ Diploma of Financial Planning FNS50615 - Kaplan Australia ~ Master of Applied Finance (Wealth Management & Financial Markets) - Kaplan Australia