This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Darren James Furst | 2003 | 2004 - Diploma of Financial Services (Financial Planning) - - Kings International College ~ 2011 - Margin Lending - - Kaplan ~ 2016 - Self managed Superannuation Fund Adviser - - Mentor Education |
| Francesco Zappia | 2015 | 2004 - Bachelor of Accounting - - University of Adelaide ~ 2015 - Diploma of Financial Planning - - Kaplan |
| James Inglis | 2007 | 1999 - Bachelor of Business - - University of South Australia ~ 2004 - Bachelor of Commerce (Corporate Finance) - - University of Adelaide ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2009 - Graduate Certificate in Applied Finance - - Kaplan Professional Education |
| Larry LI | 2016 | 2014 - Chartered Financial Analyst (CFA) - - CFA Institute ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Rocco Zappia | 2005 | 2001 - Bachelor of Economics - - University of Adelaide ~ 2003 - Diploma of Financial Planning - - FPA ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - - Kaplan ~ 2011 - Margin Lending and Gearing - - Kaplan |