This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Strempel | 0 | 2019 - Bachelor of Business (Economics and Finance) - Bachelor Honours Degree (AQF 8) - RMIT ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University |
| Joshua Anthony Wingrove | 2011 | 2007 - Bachelor of Commerce - - Flinders University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner - - Association of Financial Advisers |
| Julia Armstrong | 2024 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Samantha Leigh Robinson | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology (IIT) ~ 2014 - Specialist Margin Lending Course - - International Institute of Technology (IIT) ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner - - Association of Financial Advisers ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan Professional |