This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Michael Mirandilla | 2007 | 2009 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2011 - Certificate Four in Financial Services (Finance/Mortgage Broking) - - The National Finance Institute ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Hugh Stafford Robertson | 2004 | 2003 - Bachelor of International Finance (Accointing) - Bachelor Degree (AQF 7) - Griffith University ~ 2006 - Master of Financial Planning - Masters Degree (AQF 9) - University of the Sunshine Coast ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2009 - ASX Accredited Listed Products Adviser - Other - Kaplan Professional ~ 2009 - Self-Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Master of Business Administration - Masters Degree (AQF 9) - Griffith University ~ 2023 - Certified Investment Management Analyst - Professional Designations - Investments & Wealth Institute |
| Nicholas Georgopoulos | 2016 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |