This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Geoffrey Alan Carslake | 2003 | 1987 - Bachelor of Commerce - - University of Western Australia ~ 1989 - Postgraduate Diploma in Business - - Curtin University |
| Jonathan William Taylor | 2010 | 2004 - Bachelor of Business - - Edith Cowan University ~ 2007 - Graduate Diploma Chartered Accounting - - Institute of Chartered Accountants Australia ~ 2010 - Diploma Financial Services Financial Planning - - Kaplan |
| Philip Grant Shreeve | 2010 | 2003 - Bachelor of Commerce - - Curtin university ~ 2005 - RG146 - - Kaplan (previously SIA) ~ 2008 - Chartered Accountant - - Institute of Chartered Accountants Australia |