This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Joel Kevin Edelman | 2010 | 1998 - Bachelor of Technology - - Wits University South Africa ~ 2002 - Master of Business Administration - - Bond University ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan ~ 2013 - Certificate IV Mortgage Broking - - Kaplan ~ 2016 - Certified Financial Planner - - Financial Planning Association |
| Matt Ligman | 0 | 2020 - Bachelor of Applied Finance with the degree of Bachelor of Commerce - Professional Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2024 - Graduate Dilploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professinal |
| Robert Chertok | 2017 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master Of Financial Planning - Masters Degree (AQF 9) - Deakin University |