AD Advisory Services Pty ltd

AFS License Number
237058
Name
AD Advisory Services Pty ltd
ABN/ACN/ARBN
68005830802
Licensee issued
Oct. 10, 2003
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Anne-marie Seagrim 1980 Diploma of Financial Planning - Deakin University
 Christopher Noel Collins 2016 Bachelor of Commerce (Economics and Finance) - Curtin University ~ DFP5v2 Tax for Financial Advising - KAPLAN ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Master of Accounting - Curtin University
 David Bomford 2018 Advanced Diploma of Financial Planning - IIT ~ Advanced Diploma of Financial Planning - IIT ~ Diploma of Financial Planning - IIT ~ Diploma of Financial Planning - IIT ~ Graduate Certificate-Self Managed Super Funds - Kaplan ~ Graduate Certificate-Self Managed Super Funds - Kaplan
 David Michael Willis 2006 Advanced Diploma - Financial Planning - Kaplan Professional ~ Diploma - Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Glenn Andrew Taylor 2004 Advanced Investment Planning - Mentor Education ~ Diploma of Financial Planning - Tribeca ~ Margin Lending - Mentor ~ Self Managed Superannuation Fund - Mentor
 Greg Maguire 2004 Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Services (Financial Planning) - Integratec
 Jason Dominic Dawson 1995 Advance Diploma Of Financial Planning - Mentor ~ Advanced Dinancial Planning - Mentor ~ SMSF - Tribeca ~ Taxation - Mentor ~ margin Lending and Geared investments - Kaplan
 Jaxon Avery 2018 Diploma of Financial Planning - International Institute of Technology
 Jonathan James Thomas 2011 Diploma of Financial Services (financial Planning) - Tribeca ~ Margin Lending & Geared Investments - Kaplan ~ Master of Business Administration (Exec) - Royal melbourne Institute of Technology
 Jonathon Fulton 2008 Diploma of Financial Services - Traineeship Management Australia Pty Ltd
 Julie Anna Jenkins-chapman 2022 Financial Planning - Charles Sturt University
 Julie Williams 2004 Advanced Diploma Financial Services - Kaplan ~ Bachelor of Business - Edith Cowan University ~ CERT 4 Finance and Mortgage Broking - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Kristen Marie Scharenberg 2000 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Management Information Systems) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Malcolm Heffernan 2000 Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Michael Michalczyk 2013 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Banking and Finance - Murdoch University ~ Certified Financial Strategist - Association of Independently Owned Financial Professionals ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional
 Omar Eduardo Cubilla 2014 Advanced Diploma of Financial Services - IIT ~ Diploma of Finance Services - IIT ~ Diploma of Financial Services - IIT ~ SMSF Specialist - IIT ~ SMSF Specialist - IIT
 Owen Cook 2004 Advanced Diploma Financial Services - Kaplan ~ CERT IV Finance and Mortgage Broking - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Paul Stafford Ellenberg 2004 Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Strategist - Certified Financial Strategist ~ Diploma of Financial Planning - FPA in co-operation with Deakin University ~ SMSF Specialist Advisor - SMSF Professionals' Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Phillip David Oxenbridge 2001 Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Limited ~ Financial Advisor Exam - FAESA ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited ~ Master of Commerce Applied Finance - Griffith University
 Robert Ian George Lawrence 2015 Advance Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Planning - Kaplan
 Sarah Nulty 2013 Certificate IV Mortgage Broking - AAMC ~ Graduate Certificate in Applied Finance - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Course - Kaplan
 Susan Howard 2006 Advanced Diploma Financial Planning - ThreeSixty ~ Diploma of Financial Planning - ThreeSixty ~ Diploma of Financial Planning - ThreeSixty ~ Graduate Diploma Financial Planning - Kaplan
 Troy Dyer 2015 Advanced Diploma of Financial Planning - Monarch Institue ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ TASA & The TPB Code of Professional Conduct - Kaplan
 Zaide Thompson 2017 Diploma of Financial Planning - Monarch Institute