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AD Advisory Services Pty ltd

AFS License Number
237058
Name
AD Advisory Services Pty ltd
ABN/ACN/ARBN
68005830802
Licensee issued
Oct. 10, 2003
Address
Brisbane, 4001, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Alex Hassib Wardak2013Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Pinnacle Financial Services Academy
 Anne-marie Seagrim1980Diploma of Financial Planning - Deakin University
 Caue Penteado DE Toledo Rodrigues2018Bachelor of Business Administration - University of San Paulo ~ Diploma of Financial Planning - Kaplan ~ Master of Professional Accounting - Edith Cowan University
 David Bomford2018Diploma of Financial Planning - IIT ~ Diploma of Financial Planning - IIT
 David Michael Willis2006Advanced Diploma - Financial Planning - Kaplan Professional ~ Diploma - Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Glenn Andrew Taylor2004Advanced Investment Planning - Mentor Education ~ Diploma of Financial Planning - Tribeca ~ Margin Lending - Mentor ~ Self Managed Superannuation Fund - Mentor
 Greg Maguire2004Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Services (Financial Planning) - Integratec
 Hana Celia Nataprawira2015Diploma of Financial Planning - Mentor Education Pty Ltd
 Jamie Edward Moss2013Diploma of Financial Planning - Kaplan Professional Education
 Jaxon Avery2018Diploma of Financial Planning - International Institute of Technology
 Jesse James Bertram2018Diploma of Financial Planning - International Institute of Technology
 Jessica Anita Skellern2012Bachelor of Business (Accounting) - University of the Sunshine Coast ~ Self Managed Super Funds - Kaplan Professional Education
 Jonathan James Thomas2011Diploma of Financial Services (financial Planning) - Tribeca ~ Margin Lending & Geared Investments - Kaplan ~ Master of Business Administration (Exec) - Royal melbourne Institute of Technology
 Jose Antonio Zurro2003Advanced Diploma of Financial Planning - Monarch Institution ~ Diploma of Financial Planning - Integratec
 Julie Williams2004Advanced Diploma Financial Services - Kaplan ~ Bachelor of Business - Edith Cowan University ~ CERT 4 Finance and Mortgage Broking - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Justin Neil Mcmanus2009DFP Modules 1, 2 and 3 - Securities Institute ~ Diploma Module 4, SMSF Estate Planning - Kaplan Education
 Kim Holmes Wood2009Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) ~ Graduate Certificate in Financial Planning - Griffith University
 Kristen Marie Scharenberg2000Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Management Information Systems) - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Malcolm Heffernan2000Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Michael Michalczyk2013Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Banking and Finance - Murdoch University ~ Certified Financial Strategist - Association of Independently Owned Financial Professionals ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Self Managed Superannuation Funds - Kaplan Professional
 Omar Eduardo Cubilla2014Advanced Diploma of Financial Services - IIT ~ Diploma of Finance Services - IIT ~ Diploma of Financial Services - IIT ~ SMSF Specialist - IIT ~ SMSF Specialist - IIT
 Owen Cook2004Advanced Diploma Financial Services - Kaplan ~ CERT IV Finance and Mortgage Broking - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Pamela Margaret Anderson2013Advanced Diploma of Financial Planning - International Institute of Technology ~ Advanced Diploma of Financial Planning - International Institute of Technology ~ Australian Taxation Law for Tax Agents - International Institute of Technology ~ Australian Taxation Law for Tax Agents - International Institute of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ RG146 Tier 1 Specialist Margin Lending - International Institute of Technology ~ RG146 Tier 1 Specialist Margin Lending - International Institute of Technology ~ Self Management Superannuation Funds - International Institute of Technology ~ Self Management Superannuation Funds - International Institute of Technology
 Paul Stafford Ellenberg2004Accredited Listed Product Adviser Program - Kaplan Professional ~ Certified Financial Strategist - Certified Financial Strategist ~ Diploma of Financial Planning - FPA in co-operation with Deakin University ~ Mortgage Broking - Kaplan ~ SMSF Specialist Advisor - SMSF Professionals' Association of Australia ~ Self Managed Superannuation Funds - Kaplan
 Raymond Jaramis2013Advanced Diploma of Financial Planning - Kaplan
 Robert Ian George Lawrence2015Advance Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Planning - Kaplan
 Sarah Nulty2013Certificate IV Mortgage Broking - AAMC ~ Graduate Certificate in Applied Finance - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Course - Kaplan
 Troy Dyer2015Advanced Diploma of Financial Planning - Monarch Institue ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ TASA & The TPB Code of Professional Conduct - Kaplan