AD Advisory Services Pty ltd

AFS License Number
237058
Name
AD Advisory Services Pty ltd
ABN/ACN/ARBN
68005830802
Licensee issued
Oct. 10, 2003
Address
Brisbane, 4001, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 David Michael Willis2006Advanced Diploma - Financial Planning - Kaplan Professional ~ Diploma - Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional
 Jonathan James Thomas2011Diploma of Financial Services (financial Planning) - Tribeca ~ Margin Lending & Geared Investments - Kaplan ~ Master of Business Administration (Exec) - Royal melbourne Institute of Technology
 Jonathan Michael Mccullough2012Adv Dip FS FP - Kaplan ~ Advance Diploma Financial Services (FP) - Kaplan ~ SMSF Specialist Adviser - Kaplan ~ SMSF Specialist Adviser - Tribeca
 Julie Williams2004Advanced Diploma Financial Services - Kaplan ~ Bachelor of Business - Edith Cowan University ~ CERT 4 Finance and Mortgage Broking - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending and Geared Investments - Kaplan
 Omar Eduardo Cubilla2014Advanced Diploma of Financial Services - IIT ~ Diploma of Finance Services - IIT ~ Diploma of Financial Services - IIT ~ SMSF Specialist - IIT ~ SMSF Specialist - IIT
 Owen Cook2004Advanced Diploma Financial Services - Kaplan ~ CERT IV Finance and Mortgage Broking - Kaplan ~ Diploma Financial Services - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Robert Lawrence2015Advance Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Planning - Kaplan
 Sarah Nulty2013Certificate IV Mortgage Broking - AAMC ~ Graduate Certificate in Applied Finance - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Course - Kaplan
 Troy Dyer2015Advanced Diploma of Financial Planning - Monarch Institue ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ TASA & The TPB Code of Professional Conduct - Kaplan