38th Parallel Pty ltd

AFS License Number
295699
Name
38th Parallel Pty ltd
ABN/ACN/ARBN
45110463253
Licensee issued
Dec. 19, 2005
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Cardy Man 2016 2007 - Graduate Certificate in Economics - Graduate Certificate (AQF 8) - University of Queensland ~ 2007 - Master of Commerce (Professional Accounting) - Masters Degree (AQF 9) - University of Queensland ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and professionalism in financial advice - Bridging Course - Ethics - Kaplan
 Daniel Wong 2015 2015 - Diploma of Financial Planning - - Kaplan
 Rene Ferris 2010 2011 - Foreign Exchange module - - Kaplan ~ 2012 - Derivatives Module - - Kaplan ~ 2015 - Diploma of Financial Planning - - Kaplan