Zuppe International Pty Limited

AFS License Number
532878
Name
Zuppe International Pty Limited
ABN/ACN/ARBN
12628405952
Licensee issued
Feb. 8, 2022
Address
Canberra, 2601, ACT

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Lawrance 2011 ADA Level 1 & 2 - Kaplan ~ ADA Level 1 & 2 - Kaplan ~ Bachelor of Commerce (Finance & Accounting) - Australian National University ~ Bachelor of Commerce (Finance & Accounting) - Australian National University ~ Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Master of Financial Planning - Deakin University ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Alan Christopher Schaechtili 2000 Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Masters of Financial Planning - Kaplan Professional Education
 Samuel Guy Colman 2014 Bachelor of Commerce - University of Canberra ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional
 William Eric Waller 2000 Bachelor of Engineering (Communications) with Honours - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning (8 Units) - Deakin University ~ Graduate Certificate of Financial Planning - Deakin University ~ Self Managed Superannuation Funds - Kaplan Professional Education