This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dylan Graeme Stoner | 2018 | Professional Diploma in Stockbroking - Stockbrokers and Financial Advisers Association |
| Gavin Hanlon | 2023 | Graduate Diploma of Financial Planning - Kaplan |
| Georgia Louise Harrison | 2008 | Accredited Derivatives Adviser Level 1 and 2 - Australian Stock Exchange/ Kaplan Professional ~ Diploma of Financial Services - FINSIA ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
| Haydn Froggatt | 2002 | Accredited Derivatives Adviser Level 1 and 2 - Australian Stock Exchange ~ Margin Lending Accreditation Program - Deakin Prime/Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Deakin Prime/Stockbrokers Association of Australia |
| Zac James Brabin | 2016 | Accredited Derivatives Adviser 1 & 2 - Kaplan ~ Bachelor of Commerce (Financial Planning Major) - Deakin University |