This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brittan Wood | 2022 | 2021 - Bachelor of Commerce Major in Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - SMSF Regulations and Taxation - Graduate Certificate (AQF 8) - KAPLAN |
| Hailey Amber Lane Lawrie | 2015 | 2015 - Diploma of Financial Planning - - Kaplan |
| Nicklaus O'hare | 2017 | 2014 - Bachelor of Commerce - - Griffith University ~ 2017 - ASX Listed Products Accreditation Course - - LPAC Online ~ 2021 - FNS60415 - Advanced Diploma (AQF 6) - KAPLAN ~ 2021 - FPC002B - Bridging Course - Ethics - KAPLAN ~ 2022 - SMSF Regulations and Taxation - Graduate Certificate (AQF 8) - KAPLAN |