This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bianca Gai Dowdell | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2007 - Diploma of Financial Services Finance Mortgage Broking Management - - Plan Connect ~ 2025 - Graduate Diploma - Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Daniel Christie Anderson | 2017 | 2015 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - University of Queensland ~ 2016 - Self Managed Super Funds - Other - Integrity Education Group ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Margin Lending Specialist - Other - Kaplan Professional |
| Jake Lewis Haebich | 0 | 2019 - Bachelor of Financial Planning/Accounting - Bachelor Degree (AQF 7) - USC ~ 2022 - Chartered Accounting Diploma - Other - CAANZ |