This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron Jon Blackwell | 2013 | 2000 - Bachelor of Applied Science - Bachelor Degree (AQF 7) - University of Tasmania ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Australia ~ 2011 - RG146 Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Australia |
| James Thomas Wheatley | 2011 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Lasadi Saranga Felsinger | 2015 | 2001 - Diploma of Business (Accounting) - - Holmes Colleges ~ 2006 - Bachelor of Commerce (Financial Planning) - - Deakin University ~ 2015 - Diploma of Financial Planning - - Mentor Education Pty Ltd |
| Murtaza Taher | 0 | 2005 - MBA Masters of Business Administration (Accounting) - Masters Degree (AQF 9) - UTS University ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Phillip David Richards | 2007 | 2009 - Bachelor of Commerce (Accounting and Financial Planning) - - Curtin University ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Self Managed Super Funds - - Kaplan |