This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Amy Kathleen Gill | 2016 | 2016 - Diploma of Financial Planning - - Kaplan ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Annalise Curran | 2016 | 2000 - Bachelor of Commerce - - LaTrobe University ~ 2005 - Certified Practicing Accountant - - CPA Australia ~ 2016 - Diploma of Financial Planning - - Pinnacle |
| Erik Solum | 2017 | 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Jessica Anne Marshall | 2015 | 2015 - Diploma of Financial Planning - - Pinnacle ~ 2019 - Bachelor of Business (Management( - Bachelor Degree (AQF 7) - Swinburne |
| Liam Eadie | 0 | 2019 - Bachelor of Commerce (Majoring in Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Marc Mario Siciliano | 2013 | 2012 - Bachelor of Business (Economics and Finance) - - RMIT ~ 2014 - Certified Financial Planner (CFP) - - Financial Planning Association |
| Natalie Breanna Bisiach | 2016 | 2012 - Bachelor of Commerce (Finance & Economics) - - Monash University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rebecca Jean Rossi | 2016 | 2005 - Chartered Accountant - - ICAA ~ 2012 - SMSF Specialist Course - - SMSF Association ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Sarah Elizabeth Blake | 2016 | 2010 - Bachelor of Commerce - - Deakin ~ 2013 - Graduate Diploma of Chartered Accounting - - ICAA ~ 2015 - SMSF Association SMSF Specialist Advisor - - SMSF Association ~ 2016 - Diploma of Financial Planning - - Kaplan |
| Zebulon Luke Ashton | 2008 | 2009 - Diploma of Financial Planning - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2018 - Graduate Diploma of Taxation Law - - Tax Institute |