This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin James Palmer Northwood | 2008 | 2006 - Bachelor of Business - - Swinburne University of Technology ~ 2008 - Diploma of Financial Services - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2025 - SuperConcepts Specialist SMSF Online Course - Professional Designations - SuperConcepts |
| David Meffert | 2004 | 2004 - Bachelor or business (Banking & Finance) - - Monash University ~ 2006 - Graduate Diploma of Financial Planning - - FINSIA ~ 2016 - SMSF Specialist Adviser - Professional Designations - SMSF Association |
| Simon John Cammiss | 2007 | 2007 - Bachelor of Business (Financial Planning) - - RMIT ~ 2011 - Master of Applied Finance - - Macquarie University ~ 2018 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia |
| Tyson Rattle | 0 | 2013 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan |