This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Albert Borzillo | 1997 | 1980 - Diploma of Business (Accounting) - - Bendigo College of Advanced Education ~ 1985 - Certified Practising Accountant - - CPA Australia (CPA) ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2005 - Specialist in Financial Planning - - CPA Australia (CPA) |
| Joanne Kirsty Tinetti | 2001 | 2005 - Self Managed Superannuation Funds - - Tribeca Learning (Aust) Pty Ltd ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2008 - Diploma of Financial Planning - - Financial Planning Association of Australia Limited ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Matthew Ian Roberts | 2018 | 2006 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University |
| Michael Schnabel | 1990 | 1997 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Rory James O'neill | 2022 | 2020 - Bachelor of Commerce (Financial Planning) - Graduate Diploma (AQF 8) - University of the Sunshine Coast |