This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Ian Mccrae Ferguson | 2014 | 2014 - Diploma of Financial Planning - - IIT ~ 2016 - Self Managed Superannuation Funds - - International Institute of Technology |
| Mathew Richard Wadeson White | 2017 | 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2020 - Master of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University ~ 2022 - Commercial Law - Certificate (AQF 1-4) - Kalpan Professional |
| Rodney John Lingard | 2004 | 2018 - Commercial Law for Tax (Financial) Advisers - - AAMC Training Group ~ 2018 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University |
| Stephanie Denise Ferguson | 2012 | 2012 - Diploma of Financial Planning - - IIT ~ 2016 - Self-Managed Superannuation Funds - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - IIT ~ 2021 - GSZ458_21FP11A: Ethics and Professional Relationships - Bridging Course - Ethics - Queensland University of Technology |